AIU

Algebris Investments (UK) Portfolio holdings

AUM $612M
This Quarter Return
+0.45%
1 Year Return
+4.2%
3 Year Return
-13.51%
5 Year Return
–
10 Year Return
–
AUM
$612M
AUM Growth
+$612M
Cap. Flow
+$80.6M
Cap. Flow %
13.17%
Top 10 Hldgs %
65.56%
Holding
91
New
16
Increased
15
Reduced
5
Closed
28

Top Buys

1
C icon
Citigroup
C
$15.3M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$14M
3
WFC icon
Wells Fargo
WFC
$13M
4
MET icon
MetLife
MET
$11.1M
5
FITB icon
Fifth Third Bancorp
FITB
$8.18M

Top Sells

1
LM
Legg Mason, Inc.
LM
$8.61M
2
AMP icon
Ameriprise Financial
AMP
$6.98M
3
FIG
Fortress Investment Group Llc
FIG
$5.13M
4
VOYA icon
Voya Financial
VOYA
$5.01M
5
KKR icon
KKR & Co
KKR
$4.18M

Sector Composition

1 Financials 30.96%
2 Real Estate 1.32%
3 Communication Services 0%
4 Consumer Discretionary 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GLD icon
51
SPDR Gold Trust
GLD
$107B
– –
0
– –
GS icon
52
Goldman Sachs
GS
$226B
– –
-1,094
Closed -$262K
HIG icon
53
Hartford Financial Services
HIG
$37.2B
– –
0
– –
IVZ icon
54
Invesco
IVZ
$9.76B
– –
-56,400
Closed -$1.71M
IWM icon
55
iShares Russell 2000 ETF
IWM
$67B
– –
0
– –
JPC icon
56
Nuveen Preferred & Income Opportunities Fund
JPC
$2.6B
– –
-162,731
Closed -$1.6M
KEY icon
57
KeyCorp
KEY
$21.2B
– –
-14,125
Closed -$258K
KKR icon
58
KKR & Co
KKR
$124B
– –
-271,550
Closed -$4.18M
LEN icon
59
Lennar Class A
LEN
$34.5B
– –
-16,600
Closed -$713K
MS icon
60
Morgan Stanley
MS
$240B
– –
-5,939
Closed -$251K
MTB icon
61
M&T Bank
MTB
$31.5B
– –
-1,697
Closed -$265K
PRU icon
62
Prudential Financial
PRU
$38.6B
– –
-32,794
Closed -$3.41M
RY icon
63
Royal Bank of Canada
RY
$205B
– –
0
– –
SWKS icon
64
Skyworks Solutions
SWKS
$11.1B
– –
0
– –
TFC icon
65
Truist Financial
TFC
$60.4B
– –
-5,491
Closed -$258K
UNM icon
66
Unum
UNM
$11.9B
– –
-5,831
Closed -$256K
USB icon
67
US Bancorp
USB
$76B
– –
-4,958
Closed -$255K
USMV icon
68
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
– –
0
– –
ZION icon
69
Zions Bancorporation
ZION
$8.56B
– –
-6,165
Closed -$265K
ABB
70
DELISTED
ABB Ltd.
ABB
– –
0
– –
TWTR
71
DELISTED
Twitter, Inc.
TWTR
– –
0
– –
SC
72
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-169,400
Closed -$2.29M
OAK
73
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-78,800
Closed -$2.96M
FIG
74
DELISTED
Fortress Investment Group Llc
FIG
– –
-1,055,297
Closed -$5.13M
AF
75
DELISTED
Astoria Financial Corporation
AF
– –
-139,200
Closed -$2.6M
1 2
3
4