AE Wealth Management’s Innovator US Small Cap Power Buffer ETF October KOCT Stock Holding History

AE Wealth Management’s Portfolio KOCT Stock Details KOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$376K	Sell	10,077 -300	-3%	-$10.8K	﹤0.01%	1365
2026 Q1	$352K	Hold	10,377	–	–	﹤0.01%	1293
2025 Q4	$349K	Buy	10,377 +2,701	+35%	+$90.1K	﹤0.01%	1234
2025 Q3	$253K	Hold	7,676	–	–	﹤0.01%	1270
2025 Q2	$234K	Hold	7,676	–	–	﹤0.01%	1233
2025 Q1	$225K	Hold	7,676	–	–	﹤0.01%	1224
2024 Q4	$235K	Buy	+7,676	New	+$237K	﹤0.01%	1205

Other funds holding KOCT

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

CFGF

Compass Financial Group (Florida) Deerfield Beach, Florida $237M AUM 16.05% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Principal Securities Des Moines, Iowa $8.31B AUM 21.94% 1-Year Est. Return

SAG

SageView Advisory Group Newport Beach, California $3.05B AUM 18.61% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $135M AUM

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

AE Wealth Management's KOCT Position: Q2 2026 in Review

AE Wealth Management reduced its Innovator US Small Cap Power Buffer ETF October (KOCT) stake by 2.9% in Q2 2026, selling an estimated $10.8K and leaving 10,077 shares worth $376K. The position accounts for ﹤0.01% of the portfolio, ranked #1365.

AE Wealth Management first reported a position in KOCT in Q4 2024 and has held it in 7 quarters since. 96 funds tracked by Wall St. Rank hold KOCT as of Q2 2026.

AE Wealth Management held 10,077 shares of Innovator US Small Cap Power Buffer ETF October worth $376K as of Q2 2026.
AE Wealth Management sold 300 Innovator US Small Cap Power Buffer ETF October shares in Q2 2026, an estimated $10.8K.
Innovator US Small Cap Power Buffer ETF October made up ﹤0.01% of AE Wealth Management's portfolio in Q2 2026, its #1365 holding.
AE Wealth Management first reported a position in Innovator US Small Cap Power Buffer ETF October in Q4 2024 and has held it in 7 quarters since.
96 funds tracked by Wall St. Rank held Innovator US Small Cap Power Buffer ETF October as of Q2 2026.

Based on AE Wealth Management's 13F filing for Q2 2026, filed 3 Aug 2026.