Advisory Research’s High Yield ETF HYLD Stock Holding History

Advisory Research’s Portfolio HYLD Stock Details HYLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-10,692	Closed	-$387K	–	298
2015 Q3	$387K	Sell	10,692 -2,385	-18%	-$92.5K	0.01%	272
2015 Q2	$531K	Sell	13,077 -5,052	-28%	-$210K	0.01%	282
2015 Q1	$750K	Buy	18,129 +4,760	+36%	+$198K	0.01%	269
2014 Q4	$550K	Buy	13,369 +710	+6%	+$32.7K	0.01%	297
2014 Q3	$635K	Sell	12,659 -4,154	-25%	-$217K	0.01%	287
2014 Q2	$896K	Sell	16,813 -3,840	-19%	-$203K	0.01%	262
2014 Q1	$1.09M	Buy	20,653 +15,793	+325%	+$827K	0.01%	237
2013 Q4	$251K	Sell	4,860 -6,330	-57%	-$328K	﹤0.01%	298
2013 Q3	$576K	Buy	+11,190	New	+$573K	0.01%	263

Other funds holding HYLD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WGCA

Wolf Group Capital Advisors Fairfax, Virginia $298M AUM 8.97% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Advisory Research's HYLD Position: Q4 2015 in Review

Advisory Research sold out of High Yield ETF (HYLD) in Q4 2015, closing a stake of 10,692 shares — an estimated $387K sold.

Advisory Research first reported a position in HYLD in Q3 2013 and held it in 9 quarters. The position peaked at $1.09M in Q1 2014. 41 funds tracked by Wall St. Rank hold HYLD as of Q4 2015.

Advisory Research reported no remaining High Yield ETF position as of Q4 2015 after selling out during the quarter.
Advisory Research sold 10,692 High Yield ETF shares in Q4 2015, an estimated $387K.
Advisory Research first reported a position in High Yield ETF in Q3 2013 and held it in 9 quarters.
Advisory Research's High Yield ETF position peaked at $1.09M in Q1 2014.
41 funds tracked by Wall St. Rank held High Yield ETF as of Q4 2015.

Based on Advisory Research's 13F filing for Q4 2015, filed 16 Feb 2016.