Advisory Research’s Eaton Vance Floating-Rate Income Trust EFT Stock Holding History

Advisory Research’s Portfolio EFT Stock Details EFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-41,770	Closed	-$651K	–	318
2013 Q3	$651K	Hold	41,770	–	–	0.01%	259
2013 Q2	$692K	Buy	+41,770	New	+$713K	0.01%	257

Other funds holding EFT

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SAM

Symphony Asset Management San Francisco, California $309M AUM 9.39% 1-Year Est. Return

OHA

Oak Hill Advisors New York $878M AUM 106.46% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Advisory Research's EFT Position: Q4 2013 in Review

Advisory Research sold out of Eaton Vance Floating-Rate Income Trust (EFT) in Q4 2013, closing a stake of 41,770 shares — an estimated $651K sold.

Advisory Research first reported a position in EFT in Q2 2013 and held it in 2 quarters. The position peaked at $692K in Q2 2013. 69 funds tracked by Wall St. Rank hold EFT as of Q4 2013.

Advisory Research reported no remaining Eaton Vance Floating-Rate Income Trust position as of Q4 2013 after selling out during the quarter.
Advisory Research sold 41,770 Eaton Vance Floating-Rate Income Trust shares in Q4 2013, an estimated $651K.
Advisory Research first reported a position in Eaton Vance Floating-Rate Income Trust in Q2 2013 and held it in 2 quarters.
Advisory Research's Eaton Vance Floating-Rate Income Trust position peaked at $692K in Q2 2013.
69 funds tracked by Wall St. Rank held Eaton Vance Floating-Rate Income Trust as of Q4 2013.

Based on Advisory Research's 13F filing for Q4 2013, filed 14 Feb 2014.