Advisory Research’s Capital One COF Stock Holding History

Advisory Research’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-192,430	Closed	-$14M	–	279
2015 Q3	$14M	Buy	192,430 +2,977	+2%	+$239K	0.2%	128
2015 Q2	$16.7M	Sell	189,453 -5,540	-3%	-$465K	0.19%	126
2015 Q1	$15.4M	Buy	194,993 +81,312	+72%	+$6.39M	0.17%	126
2014 Q4	$9.38M	Buy	+113,681	New	+$9.25M	0.1%	150
2014 Q2	–	Sell	-940	Closed	-$73K	–	398
2014 Q1	$73K	Buy	+940	New	+$69K	﹤0.01%	385

Other funds holding COF

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $30.5B AUM 29.95% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Advisory Research's COF Position: Q4 2015 in Review

Advisory Research sold out of Capital One (COF) in Q4 2015, closing a stake of 192,430 shares — an estimated $14M sold.

Advisory Research first reported a position in COF in Q1 2014 and held it in 5 quarters. The position peaked at $16.7M in Q2 2015. 812 funds tracked by Wall St. Rank hold COF as of Q4 2015.

Advisory Research reported no remaining Capital One position as of Q4 2015 after selling out during the quarter.
Advisory Research sold 192,430 Capital One shares in Q4 2015, an estimated $14M.
Advisory Research first reported a position in Capital One in Q1 2014 and held it in 5 quarters.
Advisory Research's Capital One position peaked at $16.7M in Q2 2015.
812 funds tracked by Wall St. Rank held Capital One as of Q4 2015.

Based on Advisory Research's 13F filing for Q4 2015, filed 16 Feb 2016.