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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+1.5%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$5.43B
AUM Growth
-$114M
Cap. Flow
-$142M
Cap. Flow %
-2.62%
Top 10 Hldgs %
15.36%
Holding
1,621
New
71
Increased
578
Reduced
872
Closed
51

Top Buys

Rank Stock Value
1
MMM icon
3M
MMM
+$3.9M
2
DOW icon
Dow Inc
DOW
+$3.9M
3
WBA
Walgreens Boots Alliance
WBA
+$3.87M
4
MSFT icon
Microsoft
MSFT
+$3.74M
5
CAT icon
Caterpillar
CAT
+$3.62M

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$11M
2
DUK icon
Duke Energy
DUK
+$6.5M
3
QCOM icon
Qualcomm
QCOM
+$6.18M
4
RHT
Red Hat Inc
RHT
+$6.06M
5
GIS icon
General Mills
GIS
+$5.97M

Sector Composition

Rank Sector Weight
1 Technology 13.42%
2 Financials 11.48%
3 Healthcare 9.18%
4 Communication Services 8.7%
5 Consumer Discretionary 8.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGR
76
CBRE Global Real Estate Income Fund
IGR
$718M
$14.8M 0.27%
1,869,171
+129,215
+7% +$987K
KRO icon
77
KRONOS Worldwide
KRO
$717M
$14.7M 0.27%
1,187,375
+185,282
+18% +$2.3M
BGS icon
78
B&G Foods
BGS
$293M
$14.6M 0.27%
771,307
-45,790
-6% -$879K
UNH icon
79
UnitedHealth
UNH
$383B
$14.5M 0.27%
66,619
-7,947
-11% -$1.92M
NFJ
80
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$14.5M 0.27%
1,184,167
+63,209
+6% +$778K
NLY icon
81
Annaly Capital Management
NLY
$17.3B
$14.3M 0.26%
407,171
+58,605
+17% +$2.11M
CWEN.A
82
DELISTED
Clearway Energy Class A
CWEN.A
$14.3M 0.26%
824,530
+172,371
+26% +$2.91M
GILD icon
83
Gilead Sciences
GILD
$163B
$14.2M 0.26%
224,538
+27,824
+14% +$1.82M
APD icon
84
Air Products & Chemicals
APD
$66.8B
$14.2M 0.26%
63,951
+2,009
+3% +$452K
PCAR icon
85
PACCAR
PCAR
$70.4B
$13.7M 0.25%
293,129
+59,874
+26% +$2.73M
TFC icon
86
Truist Financial
TFC
$63.5B
$13.6M 0.25%
255,674
+8,335
+3% +$413K
WMB icon
87
Williams Companies
WMB
$86.7B
$13.3M 0.24%
552,707
-190,941
-26% -$4.81M
MMM icon
88
3M
MMM
$90.8B
$13.1M 0.24%
95,041
+27,924
+42% +$3.9M
KHC icon
89
Kraft Heinz
KHC
$31.3B
$12.8M 0.24%
458,433
+96,515
+27% +$2.78M
AMGN icon
90
Amgen
AMGN
$209B
$12.8M 0.24%
66,039
-422
-0.6% -$81K
RVT icon
91
Royce Value Trust
RVT
$2.2B
$12.6M 0.23%
912,244
-80,115
-8% -$1.1M
CII icon
92
BlackRock Enhanced Captial and Income Fund
CII
$980M
$12.5M 0.23%
773,664
-223,554
-22% -$3.55M
SEMG
93
DELISTED
SEMGROUP CORPORATION
SEMG
$12.5M 0.23%
764,954
-220,649
-22% -$2.58M
ILMN icon
94
Illumina
ILMN
$31B
$12.4M 0.23%
42,068
-6,666
-14% -$1.96M
ADP icon
95
Automatic Data Processing
ADP
$105B
$12.3M 0.23%
75,950
+8,415
+12% +$1.39M
GIS icon
96
General Mills
GIS
$19.4B
$12.2M 0.22%
220,716
-110,843
-33% -$5.97M
HP icon
97
Helmerich & Payne
HP
$3.37B
$12.1M 0.22%
302,498
-22,773
-7% -$1M
BAC icon
98
Bank of America
BAC
$433B
$11.8M 0.22%
405,754
+17,972
+5% +$517K
JRI icon
99
Nuveen Real Asset Income & Growth Fund
JRI
$353M
$11.7M 0.22%
670,585
+83
+0% +$1.41K
LOW icon
100
Lowe's Companies
LOW
$118B
$11.6M 0.21%
105,709
+7,131
+7% +$753K
2 3
4
5 6

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Advisors Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Advisors Asset Management held 1,621 positions worth $5.43B, down 2.1% from $5.54B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advisors Asset Management's Q3 2019 filing shows 71 new, 578 increased, 872 reduced and 51 closed positions. Its largest new stake was BrightSpire Capital: 127,283 shares worth $1.84M. The largest sale was Merck, an estimated $11M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Advisors Asset Management's largest Q3 2019 buy was BrightSpire Capital: 127,283 shares worth $1.84M.
  • Advisors Asset Management added most to 3M in Q3 2019, an estimated $3.9M increase.
  • Advisors Asset Management's biggest Q3 2019 reduction was Merck, cutting an estimated $11M.
  • Advisors Asset Management fully exited Red Hat Inc in Q3 2019, selling an estimated $6.06M.
  • Advisors Asset Management's ten largest holdings make up 15% of its $5.43B portfolio in Q3 2019.
  • Advisors Asset Management opened 71 new positions and closed 51 in Q3 2019.
  • Advisors Asset Management's portfolio value fell 2.1% quarter-over-quarter to $5.43B.

Based on Advisors Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.