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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Healthcare 9.54%
2 Technology 9.05%
3 Financials 8.09%
4 Industrials 7.79%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LJPC
851
DELISTED
La Jolla Pharmaceutical Company
LJPC
$1.04M 0.02%
43,685
-2,791
-6% -$52.6K
PHM icon
852
Pultegroup
PHM
$24.6B
$1.04M 0.02%
51,800
-23,827
-32% -$494K
SNP
853
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$1.04M 0.02%
14,051
-1,148
-8% -$82.5K
AWF
854
AllianceBernstein Global High Income Fund
AWF
$874M
$1.04M 0.02%
82,132
-3,024
-4% -$38K
JBHT icon
855
JB Hunt Transport Services
JBHT
$25.1B
$1.03M 0.02%
12,740
-2,537
-17% -$207K
GAB icon
856
Gabelli Equity Trust
GAB
$1.77B
$1.03M 0.02%
188,213
-9,583
-5% -$52.8K
C icon
857
Citigroup
C
$224B
$1.02M 0.02%
21,598
+211
+1% +$9.6K
SIVB
858
DELISTED
SVB Financial Group
SIVB
$1.01M 0.02%
9,148
+1,533
+20% +$160K
RGA icon
859
Reinsurance Group of America
RGA
$15.5B
$1.01M 0.02%
9,349
+951
+11% +$97.1K
LNG icon
860
Cheniere Energy
LNG
$54.1B
$1.01M 0.02%
23,113
+20,872
+931% +$880K
DOX icon
861
Amdocs
DOX
$5.88B
$1M 0.02%
17,352
-2,999
-15% -$177K
RF icon
862
Regions Financial
RF
$26.9B
$991K 0.02%
100,390
+8,693
+9% +$81.4K
PE
863
DELISTED
PARSLEY ENERGY INC
PE
$991K 0.02%
29,559
+27,512
+1,344% +$861K
CUB
864
DELISTED
Cubic Corporation
CUB
$989K 0.02%
21,122
+2,637
+14% +$117K
QRVO icon
865
Qorvo
QRVO
$7.89B
$988K 0.02%
17,730
-3,738
-17% -$212K
CUZ icon
866
Cousins Properties
CUZ
$5.17B
$986K 0.02%
33,450
+9,845
+42% +$297K
GMLP
867
DELISTED
Golar LNG Partners LP
GMLP
$985K 0.02%
50,169
-62,175
-55% -$1.18M
TARO
868
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$984K 0.02%
8,906
-6,223
-41% -$824K
GDV icon
869
Gabelli Dividend & Income Trust
GDV
$2.62B
$980K 0.02%
51,011
+7,365
+17% +$145K
HHY
870
DELISTED
Brookfield High Income Fund Inc.
HHY
$979K 0.02%
133,773
+117,645
+729% +$869K
EV
871
DELISTED
Eaton Vance Corp.
EV
$975K 0.02%
24,976
+9,686
+63% +$371K
SEP
872
DELISTED
Spectra Engy Parters Lp
SEP
$975K 0.02%
22,316
+10,410
+87% +$480K
YELP icon
873
Yelp
YELP
$1.47B
$973K 0.02%
23,339
-1,383
-6% -$48.5K
VALE icon
874
Vale
VALE
$62B
$972K 0.02%
176,703
-18,153
-9% -$99.6K
EPAM icon
875
EPAM Systems
EPAM
$5.6B
$970K 0.02%
13,990
-467
-3% -$31.7K
33 34
35
36 37

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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.