Advisors Asset Management’s Spectra Engy Parters Lp SEP Stock Holding History

Advisors Asset Management’s Portfolio SEP Stock Details SEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-9,826	Closed	-$348K	–	1632
2018 Q2	$348K	Sell	9,826 -10,306	-51%	-$336K	0.01%	1137
2018 Q1	$791K	Sell	20,132 -3,640	-15%	-$145K	0.01%	925
2017 Q4	$940K	Sell	23,772 -958	-4%	-$40.3K	0.02%	872
2017 Q3	$1.1M	Sell	24,730 -950	-4%	-$42.2K	0.02%	820
2017 Q2	$1.1M	Sell	25,680 -775	-3%	-$33.7K	0.02%	846
2017 Q1	$1.16M	Sell	26,455 -816	-3%	-$36.5K	0.02%	817
2016 Q4	$1.25M	Buy	27,271 +4,955	+22%	+$215K	0.02%	814
2016 Q3	$975K	Buy	22,316 +10,410	+87%	+$480K	0.02%	872
2016 Q2	$562K	Buy	11,906 +9,087	+322%	+$426K	0.01%	1063
2016 Q1	$136K	Buy	+2,819	New	+$128K	﹤0.01%	1389

Other funds holding SEP

ALPS Advisors Denver, Colorado $21.3B AUM 21.71% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Brookfield Corp Toronto, Ontario, Canada $74.2B AUM 0.68% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

TCA

Tortoise Capital Advisors Overland Park, Kansas $9.6B AUM 19.53% 1-Year Est. Return

KACA

Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisors Asset Management's SEP Position: Q3 2018 in Review

Advisors Asset Management sold out of Spectra Engy Parters Lp (SEP) in Q3 2018, closing a stake of 9,826 shares — an estimated $348K sold.

Advisors Asset Management first reported a position in SEP in Q1 2016 and held it in 10 quarters. The position peaked at $1.25M in Q4 2016. 225 funds tracked by Wall St. Rank hold SEP as of Q3 2018.

Advisors Asset Management reported no remaining Spectra Engy Parters Lp position as of Q3 2018 after selling out during the quarter.
Advisors Asset Management sold 9,826 Spectra Engy Parters Lp shares in Q3 2018, an estimated $348K.
Advisors Asset Management first reported a position in Spectra Engy Parters Lp in Q1 2016 and held it in 10 quarters.
Advisors Asset Management's Spectra Engy Parters Lp position peaked at $1.25M in Q4 2016.
225 funds tracked by Wall St. Rank held Spectra Engy Parters Lp as of Q3 2018.

Based on Advisors Asset Management's 13F filing for Q3 2018, filed 15 Nov 2018.