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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$7.25B
AUM Growth
+$37.6M
Cap. Flow
+$317M
Cap. Flow %
4.37%
Top 10 Hldgs %
9.11%
Holding
1,868
New
93
Increased
774
Reduced
818
Closed
95

Top Buys

Rank Stock Value
1
EOD
Allspring Global Dividend Opportunity Fund
EOD
+$10.4M
2
CLF icon
Cleveland-Cliffs
CLF
+$10.2M
3
DRI icon
Darden Restaurants
DRI
+$9.85M
4
NML
Neuberger Energy Infrastructure and Income Fund Inc
NML
+$9.82M
5
MATV icon
Mativ Holdings
MATV
+$9.82M

Top Sells

Rank Stock Value
1
PBI icon
Pitney Bowes
PBI
+$13.6M
2
ISIL
Intersil Corp
ISIL
+$11.4M
3
DD icon
DuPont de Nemours
DD
+$11.4M
4
LMT icon
Lockheed Martin
LMT
+$11.3M
5
LXK
Lexmark Intl Inc
LXK
+$10.2M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Healthcare 8.24%
3 Financials 7.23%
4 Industrials 6.78%
5 Technology 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKX icon
476
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
$2.91M 0.04%
208,891
+48,620
+30% +$668K
CEN
477
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$2.9M 0.04%
+14,859
New +$2.91M
TRI icon
478
Thomson Reuters
TRI
$42.8B
$2.9M 0.04%
68,581
-887
-1% -$38.4K
TRGP icon
479
Targa Resources
TRGP
$58B
$2.89M 0.04%
21,191
+1,324
+7% +$182K
FITB
480
Fifth Third Bancorp
FITB
$51.2B
$2.88M 0.04%
143,605
+15,386
+12% +$316K
MMM icon
481
3M
MMM
$90.9B
$2.87M 0.04%
24,190
+2,579
+12% +$310K
CBI
482
DELISTED
Chicago Bridge & Iron Nv
CBI
$2.86M 0.04%
49,426
+1,277
+3% +$80.5K
CHL
483
DELISTED
China Mobile Limited
CHL
$2.86M 0.04%
48,636
+3,147
+7% +$181K
WST icon
484
West Pharmaceutical
WST
$24B
$2.85M 0.04%
63,623
+3,112
+5% +$132K
CSWC icon
485
Capital Southwest
CSWC
$1.47B
$2.83M 0.04%
215,801
-10,806
-5% -$147K
DX
486
Dynex Capital
DX
$3.15B
$2.83M 0.04%
116,671
+8,774
+8% +$223K
GWW icon
487
W.W. Grainger
GWW
$65.3B
$2.82M 0.04%
11,209
+238
+2% +$58.4K
CLB icon
488
Core Laboratories
CLB
$490M
$2.82M 0.04%
19,269
-10,935
-36% -$1.69M
SYK icon
489
Stryker
SYK
$125B
$2.82M 0.04%
34,903
+3,489
+11% +$287K
SMFG icon
490
Sumitomo Mitsui Financial
SMFG
$164B
$2.81M 0.04%
343,261
+54,487
+19% +$447K
VTRS icon
491
Viatris
VTRS
$20.4B
$2.81M 0.04%
61,738
-6,651
-10% -$323K
DE icon
492
Deere & Co
DE
$160B
$2.8M 0.04%
34,139
+17,743
+108% +$1.52M
EMC
493
DELISTED
EMC CORPORATION
EMC
$2.79M 0.04%
95,532
-4,516
-5% -$130K
CMU
494
DELISTED
MFS High Yield Municipal Trust
CMU
$2.78M 0.04%
642,941
-31,240
-5% -$136K
HUM icon
495
Humana
HUM
$43.7B
$2.77M 0.04%
21,248
+2,799
+15% +$356K
SDLP
496
DELISTED
SEADRILL PARTNERS LLC
SDLP
$2.76M 0.04%
+8,839
New +$2.91M
AZO icon
497
AutoZone
AZO
$49.2B
$2.75M 0.04%
5,403
+370
+7% +$195K
VALE icon
498
Vale
VALE
$64.1B
$2.72M 0.04%
247,314
+8,756
+4% +$117K
HTS
499
DELISTED
HATTERAS FINANCIAL CORP
HTS
$2.72M 0.04%
151,639
-12,562
-8% -$244K
ADP icon
500
Automatic Data Processing
ADP
$106B
$2.72M 0.04%
37,267
+12,553
+51% +$906K
18 19
20
21 22

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Advisors Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Advisors Asset Management held 1,868 positions worth $7.25B, up 0.52% from $7.21B the previous quarter. Its ten largest holdings account for 9.1% of the portfolio.

Advisors Asset Management deployed $317M of net new capital in Q3 2014, opening 93 new positions and adding to 774 existing holdings. Its largest new stake was BLACKROCK REAL ASSET EQUITY TRUST: 893,890 shares worth $7.57M.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, down from 9.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Pitney Bowes, an estimated $13.6M trimmed.

  • Advisors Asset Management's largest Q3 2014 buy was BLACKROCK REAL ASSET EQUITY TRUST: 893,890 shares worth $7.57M.
  • Advisors Asset Management added most to Allspring Global Dividend Opportunity Fund in Q3 2014, an estimated $10.4M increase.
  • Advisors Asset Management's biggest Q3 2014 reduction was Pitney Bowes, cutting an estimated $13.6M.
  • Advisors Asset Management fully exited Drive Shack Inc. in Q3 2014, selling an estimated $6.55M.
  • Advisors Asset Management's ten largest holdings make up 9.1% of its $7.25B portfolio in Q3 2014.
  • Advisors Asset Management opened 93 new positions and closed 95 in Q3 2014.
  • Advisors Asset Management's portfolio value rose 0.52% quarter-over-quarter to $7.25B.

Based on Advisors Asset Management's 13F filing for Q3 2014, filed 13 Nov 2014.