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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+1.5%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$5.43B
AUM Growth
-$114M
Cap. Flow
-$142M
Cap. Flow %
-2.62%
Top 10 Hldgs %
15.36%
Holding
1,621
New
71
Increased
578
Reduced
872
Closed
51

Top Buys

Rank Stock Value
1
MMM icon
3M
MMM
+$3.9M
2
DOW icon
Dow Inc
DOW
+$3.9M
3
WBA
Walgreens Boots Alliance
WBA
+$3.87M
4
MSFT icon
Microsoft
MSFT
+$3.74M
5
CAT icon
Caterpillar
CAT
+$3.62M

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$11M
2
DUK icon
Duke Energy
DUK
+$6.5M
3
QCOM icon
Qualcomm
QCOM
+$6.18M
4
RHT
Red Hat Inc
RHT
+$6.06M
5
GIS icon
General Mills
GIS
+$5.97M

Sector Composition

Rank Sector Weight
1 Technology 13.42%
2 Financials 11.48%
3 Healthcare 9.18%
4 Communication Services 8.7%
5 Consumer Discretionary 8.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
26
Johnson & Johnson
JNJ
$617B
$31.3M 0.58%
241,734
-1,740
-0.7% -$229K
SO icon
27
Southern Company
SO
$106B
$29M 0.53%
468,745
-73,117
-13% -$4.24M
MCD icon
28
McDonald's
MCD
$191B
$27.6M 0.51%
128,426
+9,007
+8% +$1.93M
XOM icon
29
ExxonMobil
XOM
$651B
$26.5M 0.49%
375,272
+20,074
+6% +$1.45M
INTC icon
30
Intel
INTC
$460B
$26.4M 0.49%
513,276
+14,185
+3% +$697K
HON icon
31
Honeywell
HON
$76.7B
$24.8M 0.46%
155,424
+290
+0.2% +$46.1K
CHTR icon
32
Charter Communications
CHTR
$16.9B
$24.3M 0.45%
58,947
+1,222
+2% +$493K
AXP icon
33
American Express
AXP
$228B
$24M 0.44%
202,813
+2,394
+1% +$294K
D icon
34
Dominion Energy
D
$61.3B
$23.9M 0.44%
295,329
-30,525
-9% -$2.36M
PEGI
35
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$23.9M 0.44%
885,997
-150,975
-15% -$3.8M
MRK icon
36
Merck
MRK
$321B
$23.6M 0.43%
293,301
-137,596
-32% -$11M
WU icon
37
Western Union
WU
$2.4B
$23.2M 0.43%
1,001,083
-104,235
-9% -$2.25M
ABBV icon
38
AbbVie
ABBV
$455B
$22.6M 0.42%
298,335
+10,912
+4% +$748K
NIE
39
Virtus Equity & Convertible Income Fund
NIE
$712M
$22.6M 0.42%
1,044,965
-59,854
-5% -$1.3M
EBAY icon
40
eBay
EBAY
$50.4B
$22M 0.41%
565,455
+22,015
+4% +$883K
UPS icon
41
United Parcel Service
UPS
$89.5B
$22M 0.4%
183,317
+10,032
+6% +$1.15M
PPL
42
PPL Corp
PPL
$26.8B
$21.8M 0.4%
690,941
-36,369
-5% -$1.1M
SBUX icon
43
Starbucks
SBUX
$121B
$21.7M 0.4%
244,889
+4,882
+2% +$453K
TMO icon
44
Thermo Fisher Scientific
TMO
$214B
$21.6M 0.4%
74,178
-8,334
-10% -$2.39M
WDC icon
45
Western Digital
WDC
$184B
$21.2M 0.39%
469,628
+65,924
+16% +$2.81M
ACN icon
46
Accenture
ACN
$99.9B
$20.8M 0.38%
108,320
+2,981
+3% +$577K
CVI icon
47
CVR Energy
CVI
$3.83B
$20.7M 0.38%
471,187
-75,053
-14% -$3.49M
COST icon
48
Costco
COST
$423B
$20.7M 0.38%
71,782
-3,129
-4% -$880K
ADBE icon
49
Adobe
ADBE
$98.5B
$20.6M 0.38%
74,551
-7,092
-9% -$2.07M
AYR
50
DELISTED
Aircastle Ltd
AYR
$20.5M 0.38%
912,528
-103,658
-10% -$2.23M
1
2
3 4 5

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Advisors Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Advisors Asset Management held 1,621 positions worth $5.43B, down 2.1% from $5.54B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advisors Asset Management's Q3 2019 filing shows 71 new, 578 increased, 872 reduced and 51 closed positions. Its largest new stake was BrightSpire Capital: 127,283 shares worth $1.84M. The largest sale was Merck, an estimated $11M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Advisors Asset Management's largest Q3 2019 buy was BrightSpire Capital: 127,283 shares worth $1.84M.
  • Advisors Asset Management added most to 3M in Q3 2019, an estimated $3.9M increase.
  • Advisors Asset Management's biggest Q3 2019 reduction was Merck, cutting an estimated $11M.
  • Advisors Asset Management fully exited Red Hat Inc in Q3 2019, selling an estimated $6.06M.
  • Advisors Asset Management's ten largest holdings make up 15% of its $5.43B portfolio in Q3 2019.
  • Advisors Asset Management opened 71 new positions and closed 51 in Q3 2019.
  • Advisors Asset Management's portfolio value fell 2.1% quarter-over-quarter to $5.43B.

Based on Advisors Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.