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AAM
Advisors Asset Management Portfolio holdings
AUM
$6.01B
1-Year Est. Return
24.74%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
(-1.2%)
Cap. Flow
-$245M
Cap. Flow
% of AUM
-4.01%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$10.5M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$8.77M |
| 3 |
Annaly Capital Management
NLY
|
+$6.74M |
| 4 |
SEMG
SEMGROUP CORPORATION
SEMG
|
+$6.34M |
| 5 |
WNR
Western Refining Inc
WNR
|
+$5.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TE
TECO ENERGY INC
TE
|
+$12.9M |
| 2 |
B&G Foods
BGS
|
+$10.5M |
| 3 |
ISIL
Intersil Corp
ISIL
|
+$9.09M |
| 4 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$8.68M |
| 5 |
Mattel
MAT
|
+$8.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.54% |
| 2 | Technology | 9.05% |
| 3 | Financials | 8.09% |
| 4 | Industrials | 7.79% |
| 5 | Consumer Discretionary | 7.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
| $5.88M | 0.1% |
424,449
-32,947
| -7% | -$446K |
|
302
Gladstone Investment Corp
GAIN
$643M
| $5.86M | 0.1% |
658,627
+120,703
| +22% | +$1.01M |
|
|
EVF
303
Eaton Vance Senior Income Trust
EVF
$90.3M
| $5.83M | 0.1% |
905,588
+463,363
| +105% | +$2.88M |
|
304
Nuveen Core Equity Alpha Fund
JCE
$279M
| $5.79M | 0.09% |
421,535
-25,325
| -6% | -$361K |
|
305
Otter Tail
OTTR
$3.71B
| $5.78M | 0.09% |
167,208
-12,352
| -7% | -$427K |
|
306
The Mosaic Company
MOS
$7.03B
| $5.76M | 0.09% |
235,446
+84,671
| +56% | +$2.31M |
|
|
BKCC
307
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $5.71M | 0.09% |
690,118
-226,867
| -25% | -$1.9M |
|
|
ETX
308
Eaton Vance Municipal Income 2028 Term Trust
ETX
$198M
| $5.71M | 0.09% |
269,685
+856
| +0.3% | +$18.1K |
|
|
DNR
309
DELISTED
Denbury Resources, Inc.
DNR
| $5.69M | 0.09% |
1,762,400
-109,771
| -6% | -$336K |
|
|
AWP
310
abrdn Global Premier Properties Fund
AWP
$372M
| $5.67M | 0.09% |
340,622
-47,433
| -12% | -$803K |
|
311
Cognizant
CTSH
$24.9B
| $5.65M | 0.09% |
118,487
-37,856
| -24% | -$2.15M |
|
|
NVX
312
DELISTED
Nuveen Calif Div Muni
NVX
| $5.63M | 0.09% |
342,368
+48,055
| +16% | +$791K |
|
313
NetEase
NTES
$85.3B
| $5.61M | 0.09% |
116,585
-18,065
| -13% | -$769K |
|
314
Ecolab
ECL
$78.1B
| $5.6M | 0.09% |
46,009
-11,884
| -21% | -$1.43M |
|
|
ISD
315
PGIM High Yield Bond Fund
ISD
$415M
| $5.56M | 0.09% |
347,873
-7,891
| -2% | -$126K |
|
|
ETW
316
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
| $5.55M | 0.09% |
504,224
-121,822
| -19% | -$1.32M |
|
|
GLV
317
Clough Global Dividend & Income Fund
GLV
$78.1M
| $5.54M | 0.09% |
456,770
-98,732
| -18% | -$1.19M |
|
318
O'Reilly Automotive
ORLY
$72.9B
| $5.53M | 0.09% |
296,280
-21,135
| -7% | -$396K |
|
319
Valero Energy
VLO
$90.1B
| $5.53M | 0.09% |
104,360
+39,085
| +60% | +$2.08M |
|
320
Alphabet (Google) Class C
GOOG
$4.36T
| $5.5M | 0.09% |
141,380
-6,200
| -4% | -$235K |
|
|
RDS.A
321
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $5.49M | 0.09% |
109,712
-30,789
| -22% | -$1.57M |
|
322
TransDigm Group
TDG
$70.2B
| $5.47M | 0.09% |
18,930
-29,888
| -61% | -$8.39M |
|
323
BlackRock MuniHoldings California Quality Fund
MUC
$996M
| $5.47M | 0.09% |
341,127
+51,134
| +18% | +$826K |
|
|
EOS
324
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
| $5.46M | 0.09% |
397,082
-211,378
| -35% | -$2.83M |
|
325
Sonoco
SON
$5.57B
| $5.46M | 0.09% |
103,368
+8,454
| +9% | +$436K |
|
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Advisors Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.
Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.
- Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
- Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
- Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
- Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
- Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
- Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
- Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.
Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.