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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+2.8%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$5.63B
AUM Growth
+$340M
Cap. Flow
+$246M
Cap. Flow %
4.36%
Top 10 Hldgs %
8.82%
Holding
1,849
New
84
Increased
766
Reduced
809
Closed
97

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$7.66M
2
FCX icon
Freeport-McMoran
FCX
+$7.29M
3
SIX
Six Flags Entertainment Corp.
SIX
+$7.23M
4
CY
Cypress Semiconductor
CY
+$7.06M
5
NEM icon
Newmont
NEM
+$6.96M

Top Sells

Rank Stock Value
1
WIN
Windstream Holdings Inc
WIN
+$28.7M
2
DLX icon
Deluxe
DLX
+$6.56M
3
BMY icon
Bristol-Myers Squibb
BMY
+$6.37M
4
AVP
Avon Products, Inc.
AVP
+$6.34M
5
LEG
Leggett & Platt
LEG
+$6.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 26.94%
2 Financials 11.2%
3 Energy 9.29%
4 Industrials 7.43%
5 Healthcare 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCD
176
LMP Capital and Income Fund
SCD
$353M
$9.41M 0.17%
632,762
+219,037
+53% +$3.3M
HRB icon
177
H&R Block
HRB
$5.56B
$9.39M 0.17%
352,229
-24,372
-6% -$709K
ETG
178
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.79B
$9.31M 0.17%
596,158
+65,985
+12% +$1.04M
LOR
179
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$9.26M 0.16%
692,060
+128,955
+23% +$1.7M
NIE
180
Virtus Equity & Convertible Income Fund
NIE
$718M
$9.26M 0.16%
498,428
+31,035
+7% +$578K
AVK
181
Advent Convertible and Income Fund
AVK
$545M
$9.24M 0.16%
539,340
+31,100
+6% +$528K
PFX icon
182
PhenixFIN
PFX
$86.4M
$9.16M 0.16%
33,202
+9,124
+38% +$2.54M
BTI icon
183
British American Tobacco
BTI
$117B
$9.08M 0.16%
172,624
+15,462
+10% +$818K
GBDC icon
184
Golub Capital BDC
GBDC
$3.33B
$9.03M 0.16%
531,834
+26,062
+5% +$450K
PG icon
185
Procter & Gamble
PG
$331B
$9M 0.16%
119,011
-18,226
-13% -$1.45M
GDV icon
186
Gabelli Dividend & Income Trust
GDV
$2.58B
$8.91M 0.16%
472,323
+220,864
+88% +$4.17M
GSK icon
187
GSK
GSK
$97.4B
$8.89M 0.16%
141,769
+13,938
+11% +$897K
VNR
188
DELISTED
Vanguard Natural Resources, LLC
VNR
$8.76M 0.16%
313,229
-25,751
-8% -$706K
PSO icon
189
Pearson
PSO
$9.45B
$8.72M 0.15%
428,556
+72,539
+20% +$1.45M
LEG
190
DELISTED
Leggett & Platt
LEG
$8.66M 0.15%
287,397
-195,785
-41% -$6.01M
SNY icon
191
Sanofi
SNY
$103B
$8.5M 0.15%
167,927
+8,381
+5% +$426K
UL icon
192
Unilever
UL
$135B
$8.46M 0.15%
194,926
+39,666
+26% +$1.8M
MCGC
193
DELISTED
MCG CAP CORP
MCGC
$8.38M 0.15%
1,662,088
+98,076
+6% +$506K
ETB
194
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$456M
$8.27M 0.15%
574,961
-81,283
-12% -$1.22M
UPS icon
195
United Parcel Service
UPS
$84.4B
$8.26M 0.15%
90,431
+17,101
+23% +$1.5M
KED
196
DELISTED
Kayne Anderson Energy
KED
$8.25M 0.15%
289,249
-90,818
-24% -$2.4M
HE icon
197
Hawaiian Electric Industries
HE
$1.78B
$8.16M 0.14%
325,222
+112,099
+53% +$2.88M
DS
198
DELISTED
Drive Shack Inc.
DS
$8.14M 0.14%
1,601,150
+775,268
+94% +$3.93M
CLX icon
199
Clorox
CLX
$10.8B
$8.05M 0.14%
98,549
+18,956
+24% +$1.6M
BA icon
200
Boeing
BA
$163B
$7.88M 0.14%
67,087
+350
+0.5% +$37.7K
6 7
8
9 10

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EB
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KGA
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WHRC
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AWA
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SWP
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Advisors Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Advisors Asset Management held 1,849 positions worth $5.63B, up 6.4% from $5.29B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

Advisors Asset Management deployed $246M of net new capital in Q3 2013, opening 84 new positions and adding to 766 existing holdings. Its largest new stake was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.

By sector, the portfolio is most concentrated in Miscellaneous at 27% of assets, down from 29% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was Windstream Holdings Inc, an estimated $28.7M trimmed.

  • Advisors Asset Management's largest Q3 2013 buy was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.
  • Advisors Asset Management added most to DuPont de Nemours in Q3 2013, an estimated $7.66M increase.
  • Advisors Asset Management's biggest Q3 2013 reduction was Windstream Holdings Inc, cutting an estimated $28.7M.
  • Advisors Asset Management fully exited NUVEEN MUNICIPAL HIGH INCM OPPORT FUND 2 COM in Q3 2013, selling an estimated $3.39M.
  • Advisors Asset Management's ten largest holdings make up 8.8% of its $5.63B portfolio in Q3 2013.
  • Advisors Asset Management opened 84 new positions and closed 97 in Q3 2013.
  • Advisors Asset Management's portfolio value rose 6.4% quarter-over-quarter to $5.63B.

Based on Advisors Asset Management's 13F filing for Q3 2013, filed 15 Nov 2013.