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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+7.93%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$7.01B
AUM Growth
+$388M
Cap. Flow
-$28.9M
Cap. Flow %
-0.41%
Top 10 Hldgs %
21.32%
Holding
1,550
New
86
Increased
755
Reduced
637
Closed
64

Top Buys

Rank Stock Value
1
XYZ
Block Inc
XYZ
+$7.66M
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$6.93M
3
SHOP icon
Shopify
SHOP
+$5.9M
4
DOUG icon
Douglas Elliman
DOUG
+$5.59M
5
MRK icon
Merck
MRK
+$4.9M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$16.4M
2
AAPL icon
Apple
AAPL
+$14.6M
3
MSFT icon
Microsoft
MSFT
+$10.3M
4
AMZN icon
Amazon
AMZN
+$7.95M
5
META icon
Meta Platforms (Facebook)
META
+$7.37M

Sector Composition

Rank Sector Weight
1 Technology 18.88%
2 Financials 12.6%
3 Miscellaneous 10.36%
4 Communication Services 10.24%
5 Consumer Discretionary 9.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVR icon
351
Invesco Senior Income Trust
VVR
$451M
$4.27M 0.06%
986,042
+158,752
+19% +$706K
TEL icon
352
TE Connectivity
TEL
$59.3B
$4.27M 0.06%
26,451
+694
+3% +$107K
ICE icon
353
Intercontinental Exchange
ICE
$88.6B
$4.26M 0.06%
31,130
-1,657
-5% -$220K
ABB
354
DELISTED
ABB Ltd
ABB
$4.21M 0.06%
110,269
-5,071
-4% -$178K
AVNT icon
355
Avient
AVNT
$3.91B
$4.2M 0.06%
75,144
+17,249
+30% +$944K
AVY icon
356
Avery Dennison
AVY
$12.9B
$4.2M 0.06%
19,411
+264
+1% +$56.5K
VMI icon
357
Valmont Industries
VMI
$9.34B
$4.15M 0.06%
16,558
+2,748
+20% +$673K
BKNG icon
358
Booking.com
BKNG
$135B
$4.13M 0.06%
43,025
+4,050
+10% +$384K
IDXX icon
359
Idexx Laboratories
IDXX
$41B
$4.1M 0.06%
6,227
+586
+10% +$368K
SO icon
360
Southern Company
SO
$102B
$4.09M 0.06%
59,687
-2,156
-3% -$137K
CC icon
361
Chemours
CC
$2.33B
$4.08M 0.06%
121,528
-23,465
-16% -$731K
SCS
362
DELISTED
Steelcase
SCS
$4.07M 0.06%
347,023
+44,146
+15% +$532K
SAR icon
363
Saratoga Investment
SAR
$281M
$4.06M 0.06%
138,230
+6,143
+5% +$179K
RMD icon
364
ResMed
RMD
$31.9B
$4.04M 0.06%
15,522
+158
+1% +$41K
HUBB icon
365
Hubbell
HUBB
$24.6B
$4.02M 0.06%
19,293
+620
+3% +$124K
STRL icon
366
Sterling Infrastructure
STRL
$15.4B
$4.01M 0.06%
152,310
+6,099
+4% +$157K
STE icon
367
Steris
STE
$21.3B
$3.99M 0.06%
16,406
-2,297
-12% -$525K
EXP icon
368
Eagle Materials
EXP
$5.85B
$3.98M 0.06%
23,930
+1,902
+9% +$292K
HRZN icon
369
Horizon Technology Finance
HRZN
$326M
$3.97M 0.06%
249,486
+17,252
+7% +$291K
PDX
370
PIMCO Dynamic Income Strategy Fund
PDX
$980M
$3.95M 0.06%
306,613
+9,015
+3% +$118K
DUK icon
371
Duke Energy
DUK
$94.5B
$3.94M 0.06%
37,579
-695
-2% -$70.5K
SIMO icon
372
Silicon Motion
SIMO
$9.22B
$3.92M 0.06%
41,292
+2,365
+6% +$178K
WTS icon
373
Watts Water Technologies
WTS
$12.1B
$3.92M 0.06%
20,171
+1,215
+6% +$231K
GLAD icon
374
Gladstone Capital
GLAD
$450M
$3.91M 0.06%
168,873
+11,179
+7% +$259K
BHP icon
375
BHP
BHP
$234B
$3.87M 0.06%
71,821
+6,562
+10% +$328K
13 14
15
16 17

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Advisors Asset Management's Q4 2021 Portfolio in Review

As of Q4 2021, Advisors Asset Management held 1,550 positions worth $7.01B, up 5.9% from $6.62B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Advisors Asset Management's Q4 2021 filing shows 86 new, 755 increased, 637 reduced and 64 closed positions. Its largest new stake was Douglas Elliman: 497,168 shares worth $5.45M. The largest sale was Alphabet (Google) Class A, an estimated $16.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Miscellaneous.

  • Advisors Asset Management's largest Q4 2021 buy was Douglas Elliman: 497,168 shares worth $5.45M.
  • Advisors Asset Management added most to Block Inc in Q4 2021, an estimated $7.66M increase.
  • Advisors Asset Management's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $16.4M.
  • Advisors Asset Management fully exited Guggenheim Enhanced Equity Income Fund in Q4 2021, selling an estimated $6M.
  • Advisors Asset Management's ten largest holdings make up 21% of its $7.01B portfolio in Q4 2021.
  • Advisors Asset Management opened 86 new positions and closed 64 in Q4 2021.
  • Advisors Asset Management's portfolio value rose 5.9% quarter-over-quarter to $7.01B.

Based on Advisors Asset Management's 13F filing for Q4 2021, filed 15 Feb 2022.