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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+1.5%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$5.43B
AUM Growth
-$185M
Cap. Flow
-$140M
Cap. Flow %
-2.59%
Top 10 Hldgs %
15.35%
Holding
1,625
New
73
Increased
577
Reduced
871
Closed
52

Top Buys

Rank Stock Value
1
MMM icon
3M
MMM
+$3.9M
2
DOW icon
Dow Inc
DOW
+$3.9M
3
WBA
Walgreens Boots Alliance
WBA
+$3.87M
4
MSFT icon
Microsoft
MSFT
+$3.74M
5
CAT icon
Caterpillar
CAT
+$3.62M

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$11M
2
DUK icon
Duke Energy
DUK
+$6.5M
3
QCOM icon
Qualcomm
QCOM
+$6.18M
4
RHT
Red Hat Inc
RHT
+$6.06M
5
GIS icon
General Mills
GIS
+$5.97M

Sector Composition

Rank Sector Weight
1 Miscellaneous 15.75%
2 Technology 13.7%
3 Financials 11.8%
4 Healthcare 9.31%
5 Communication Services 8.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHF icon
301
WhiteHorse Finance
WHF
$151M
$4.03M 0.07%
289,554
-6,475
-2% -$88.5K
GAIN icon
302
Gladstone Investment Corp
GAIN
$642M
$3.99M 0.07%
323,274
+12,018
+4% +$140K
CHW
303
Calamos Global Dynamic Income Fund
CHW
$548M
$3.99M 0.07%
509,002
-1,469
-0.3% -$11.7K
FFA
304
First Trust Enhanced Equity Income Fund
FFA
$460M
$3.97M 0.07%
250,865
-13,596
-5% -$217K
GPM
305
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$3.96M 0.07%
508,102
-371,220
-42% -$2.94M
EVF
306
Eaton Vance Senior Income Trust
EVF
$89.8M
$3.95M 0.07%
645,616
+60,786
+10% +$376K
HRL icon
307
Hormel Foods
HRL
$11.5B
$3.95M 0.07%
90,326
-3,671
-4% -$154K
SCM icon
308
Stellus Capital Investment Corp
SCM
$238M
$3.95M 0.07%
289,439
-6,713
-2% -$92.4K
AEP icon
309
American Electric Power
AEP
$67.9B
$3.94M 0.07%
42,090
+6,187
+17% +$562K
JQC icon
310
Nuveen Credit Strategies Income Fund
JQC
$705M
$3.94M 0.07%
526,547
-36,467
-6% -$278K
CEM
311
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$3.93M 0.07%
69,112
+5,548
+9% +$323K
EDD
312
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$387M
$3.93M 0.07%
596,294
-13,773
-2% -$93.6K
BGT icon
313
BlackRock Floating Rate Income Trust
BGT
$329M
$3.9M 0.07%
317,630
-13,397
-4% -$165K
ZBRA icon
314
Zebra Technologies
ZBRA
$16.3B
$3.9M 0.07%
18,876
+1,843
+11% +$372K
TSLX icon
315
Sixth Street Specialty
TSLX
$1.7B
$3.89M 0.07%
185,508
-2,146
-1% -$43.5K
JFR icon
316
Nuveen Floating Rate Income Fund
JFR
$1.23B
$3.89M 0.07%
400,285
+38,656
+11% +$374K
AFT
317
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$3.89M 0.07%
262,287
-10,696
-4% -$159K
BAX icon
318
Baxter International
BAX
$12.6B
$3.87M 0.07%
44,247
+5,394
+14% +$460K
IPG
319
DELISTED
Interpublic Group of Companies
IPG
$3.87M 0.07%
179,338
+113,107
+171% +$2.44M
FANG icon
320
Diamondback Energy
FANG
$56.7B
$3.81M 0.07%
42,377
-4,372
-9% -$435K
PNC icon
321
PNC Financial Services
PNC
$96B
$3.8M 0.07%
27,109
+1,507
+6% +$204K
EVN
322
Eaton Vance Municipal Income Trust
EVN
$417M
$3.77M 0.07%
292,961
+23,208
+9% +$295K
PAYC icon
323
Paycom
PAYC
$9.72B
$3.76M 0.07%
17,951
+88
+0.5% +$20.6K
MKC icon
324
McCormick & Company Non-Voting
MKC
$13.8B
$3.75M 0.07%
48,000
-8,236
-15% -$662K
MSI icon
325
Motorola Solutions
MSI
$76.1B
$3.73M 0.07%
21,910
+2,236
+11% +$384K
11 12
13
14 15

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KGA
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WHRC
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AWA
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SWP
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Advisors Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Advisors Asset Management held 1,625 positions worth $5.43B, down 3.3% from $5.61B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advisors Asset Management's Q3 2019 filing shows 73 new, 577 increased, 871 reduced and 52 closed positions. Its largest new stake was BrightSpire Capital: 127,283 shares worth $1.84M. The largest sale was Merck, an estimated $11M.

By sector, the portfolio is most concentrated in Miscellaneous at 16% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • Advisors Asset Management's largest Q3 2019 buy was BrightSpire Capital: 127,283 shares worth $1.84M.
  • Advisors Asset Management added most to 3M in Q3 2019, an estimated $3.9M increase.
  • Advisors Asset Management's biggest Q3 2019 reduction was Merck, cutting an estimated $11M.
  • Advisors Asset Management fully exited Red Hat Inc in Q3 2019, selling an estimated $6.06M.
  • Advisors Asset Management's ten largest holdings make up 15% of its $5.43B portfolio in Q3 2019.
  • Advisors Asset Management opened 73 new positions and closed 52 in Q3 2019.
  • Advisors Asset Management's portfolio value fell 3.3% quarter-over-quarter to $5.43B.

Based on Advisors Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.