Advisors Asset Management’s Ultra Petroleum Corp. Common Stock UPL Stock Holding History

Advisors Asset Management’s Portfolio UPL Stock Details UPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-2,929	Closed	-$87K	–	1836
2014 Q2	$87K	Sell	2,929 -188	-6%	-$5.34K	﹤0.01%	1509
2014 Q1	$84K	Sell	3,117 -291	-9%	-$6.95K	﹤0.01%	1491
2013 Q4	$74K	Sell	3,408 -602	-15%	-$12.3K	﹤0.01%	1517
2013 Q3	$82K	Sell	4,010 -879	-18%	-$18.5K	﹤0.01%	1420
2013 Q2	$97K	Buy	+4,889	New	+$105K	﹤0.01%	1310

Other funds holding UPL

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

CI Investments Inc Toronto, Ontario, Canada $20.6B AUM 29.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Heartland Advisors Milwaukee, Wisconsin $1.96B AUM 28.26% 1-Year Est. Return

OAC

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Advisors Asset Management's UPL Position: Q3 2014 in Review

Advisors Asset Management sold out of Ultra Petroleum Corp. Common Stock (UPL) in Q3 2014, closing a stake of 2,929 shares — an estimated $87K sold.

Advisors Asset Management first reported a position in UPL in Q2 2013 and held it in 5 quarters. The position peaked at $97K in Q2 2013. 263 funds tracked by Wall St. Rank hold UPL as of Q3 2014.

Advisors Asset Management reported no remaining Ultra Petroleum Corp. Common Stock position as of Q3 2014 after selling out during the quarter.
Advisors Asset Management sold 2,929 Ultra Petroleum Corp. Common Stock shares in Q3 2014, an estimated $87K.
Advisors Asset Management first reported a position in Ultra Petroleum Corp. Common Stock in Q2 2013 and held it in 5 quarters.
Advisors Asset Management's Ultra Petroleum Corp. Common Stock position peaked at $97K in Q2 2013.
263 funds tracked by Wall St. Rank held Ultra Petroleum Corp. Common Stock as of Q3 2014.

Based on Advisors Asset Management's 13F filing for Q3 2014, filed 13 Nov 2014.