Advisors Asset Management’s NUVEEN QUALITY PREFERRED INCOME FUND 3 JHP Stock Holding History

Advisors Asset Management’s Portfolio JHP Stock Details JHP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-143,461	Closed	-$1.2M	–	1819
2014 Q3	$1.2M	Sell	143,461 -12,437	-8%	-$106K	0.02%	763
2014 Q2	$1.35M	Sell	155,898 -13,096	-8%	-$112K	0.02%	729
2014 Q1	$1.41M	Sell	168,994 -20,392	-11%	-$166K	0.02%	654
2013 Q4	$1.49M	Sell	189,386 -12,583	-6%	-$98.7K	0.02%	604
2013 Q3	$1.59M	Sell	201,969 -32,987	-14%	-$264K	0.03%	528
2013 Q2	$1.98M	Buy	+234,956	New	+$2.1M	0.04%	461

Other funds holding JHP

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Advisors Asset Management's JHP Position: Q4 2014 in Review

Advisors Asset Management sold out of NUVEEN QUALITY PREFERRED INCOME FUND 3 (JHP) in Q4 2014, closing a stake of 143,461 shares — an estimated $1.2M sold.

Advisors Asset Management first reported a position in JHP in Q2 2013 and held it in 6 quarters. The position peaked at $1.98M in Q2 2013. 41 funds tracked by Wall St. Rank hold JHP as of Q4 2014.

Advisors Asset Management reported no remaining NUVEEN QUALITY PREFERRED INCOME FUND 3 position as of Q4 2014 after selling out during the quarter.
Advisors Asset Management sold 143,461 NUVEEN QUALITY PREFERRED INCOME FUND 3 shares in Q4 2014, an estimated $1.2M.
Advisors Asset Management first reported a position in NUVEEN QUALITY PREFERRED INCOME FUND 3 in Q2 2013 and held it in 6 quarters.
Advisors Asset Management's NUVEEN QUALITY PREFERRED INCOME FUND 3 position peaked at $1.98M in Q2 2013.
41 funds tracked by Wall St. Rank held NUVEEN QUALITY PREFERRED INCOME FUND 3 as of Q4 2014.

Based on Advisors Asset Management's 13F filing for Q4 2014, filed 5 Feb 2015.