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Advisor OS Portfolio holdings

AUM $1.38B
1-Year Est. Return 16.6%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+16.6%
3 Year Est. Return
+51.06%
5 Year Est. Return
+65.91%
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$56M
Cap. Flow
+$81.6M
Cap. Flow %
12.23%
Top 10 Hldgs %
41.58%
Holding
312
New
13
Increased
189
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$37.4M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$26.6M
3
TDVI icon
FT Vest Technology Dividend Target Income ETF
TDVI
+$9.2M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$6.01M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$5.62M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$24.4M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$7.33M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.54M
4
KMB icon
Kimberly-Clark
KMB
+$2.48M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$2.07M

Sector Composition

Rank Sector Weight
1 Technology 9.84%
2 Industrials 6.7%
3 Healthcare 5.19%
4 Financials 3.07%
5 Consumer Discretionary 2.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
1
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$50.8M 7.61%
506,983
+374,286
+282% +$37.4M
VOO icon
2
Vanguard S&P 500 ETF
VOO
$968B
$49.6M 7.43%
126,193
+64,947
+106% +$26.6M
VIG icon
3
Vanguard Dividend Appreciation ETF
VIG
$111B
$42M 6.3%
270,321
+37,081
+16% +$6.01M
IEF icon
4
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$33.9M 5.08%
370,101
+42,391
+13% +$4M
RSP icon
5
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$22.1M 3.32%
156,238
-163,355
-51% -$24.4M
NOC icon
6
Northrop Grumman
NOC
$77B
$20.5M 3.08%
46,640
-16
-0% -$7.03K
JEPI icon
7
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$15.7M 2.36%
294,019
+47,394
+19% +$2.61M
AAPL icon
8
Apple
AAPL
$4.89T
$15.7M 2.36%
91,927
+8,859
+11% +$1.62M
FLTR icon
9
VanEck IG Floating Rate ETF
FLTR
$2.93B
$14.8M 2.23%
587,108
+7,270
+1% +$183K
VEA icon
10
Vanguard FTSE Developed Markets ETF
VEA
$226B
$12.2M 1.82%
278,198
+32,519
+13% +$1.49M
ICSH icon
11
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$11.7M 1.75%
232,148
+10,734
+5% +$539K
JMST icon
12
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$11.6M 1.74%
229,659
+111,273
+94% +$5.62M
VTI icon
13
Vanguard Total Stock Market ETF
VTI
$654B
$10.8M 1.62%
51,006
+5,642
+12% +$1.25M
MSFT icon
14
Microsoft
MSFT
$2.84T
$10.2M 1.52%
32,206
+2,032
+7% +$671K
SPYM
15
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$8.86M 1.33%
176,287
+21,663
+14% +$1.13M
IWF icon
16
iShares Russell 1000 Growth ETF
IWF
$122B
$8.44M 1.26%
126,872
+15,460
+14% +$1.07M
SPSM icon
17
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$7.59M 1.14%
205,664
+13,290
+7% +$518K
TDVI icon
18
FT Vest Technology Dividend Target Income ETF
TDVI
$479M
$7.44M 1.12%
+466,013
New +$9.2M
AGG icon
19
iShares Core US Aggregate Bond ETF
AGG
$138B
$7.02M 1.05%
74,690
+2,816
+4% +$271K
TCHP icon
20
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.08B
$6.72M 1.01%
247,377
+87,293
+55% +$2.45M
FBND icon
21
Fidelity Total Bond ETF
FBND
$26.9B
$6.13M 0.92%
140,692
+108,223
+333% +$4.84M
SPY icon
22
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$5.96M 0.89%
13,934
-124
-0.9% -$55.2K
NVDA icon
23
NVIDIA
NVDA
$5.01T
$5.75M 0.86%
132,230
+13,020
+11% +$583K
SHYG icon
24
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$5.33M 0.8%
129,921
-3,596
-3% -$149K
AMZN icon
25
Amazon
AMZN
$2.5T
$4.67M 0.7%
36,701
+2,812
+8% +$377K
1
2 3 4 5

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RIM
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AU
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JHU
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NCGI
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OCAM
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RAM
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IC
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Advisor OS's Q3 2023 Portfolio in Review

As of Q3 2023, Advisor OS held 312 positions worth $667M, up 9.2% from $611M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Advisor OS deployed $81.6M of net new capital in Q3 2023, opening 13 new positions and adding to 189 existing holdings. Its largest new stake was FT Vest Technology Dividend Target Income ETF: 466,013 shares worth $7.44M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, down from 10% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $24.4M trimmed.

  • Advisor OS's largest Q3 2023 buy was FT Vest Technology Dividend Target Income ETF: 466,013 shares worth $7.44M.
  • Advisor OS added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2023, an estimated $37.4M increase.
  • Advisor OS's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $24.4M.
  • Advisor OS fully exited First Trust Preferred Securities and Income ETF in Q3 2023, selling an estimated $7.33M.
  • Advisor OS's ten largest holdings make up 42% of its $667M portfolio in Q3 2023.
  • Advisor OS opened 13 new positions and closed 28 in Q3 2023.
  • Advisor OS's portfolio value rose 9.2% quarter-over-quarter to $667M.

Based on Advisor OS's 13F filing for Q3 2023, filed 3 Nov 2023.