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Advisor OS Portfolio holdings

AUM $1.38B
1-Year Est. Return 16.6%
This Fund
S&P 500
This Quarter Est. Return
+0.41%
1 Year Est. Return
+16.6%
3 Year Est. Return
+51.06%
5 Year Est. Return
+65.91%
10 Year Est. Return
–
AUM
$460M
AUM Growth
-$21.9M
Cap. Flow
-$22.3M
Cap. Flow %
-4.84%
Top 10 Hldgs %
40.06%
Holding
233
New
10
Increased
97
Reduced
91
Closed
12

Top Buys

Rank Stock Value
1
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.27M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$4.13M
3
IHAK icon
iShares Cybersecurity and Tech ETF
IHAK
+$4.09M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.07M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.8M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$14.3M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.66M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.33M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$3.19M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.11M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Healthcare 6.7%
3 Industrials 5.95%
4 Consumer Discretionary 3.55%
5 Financials 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
1
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$46M 10%
451,288
-1,891
-0.4% -$193K
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$20.8M 4.52%
48,399
-512
-1% -$226K
RSP icon
3
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$19.6M 4.27%
131,042
-3,405
-3% -$521K
VOO icon
4
Vanguard S&P 500 ETF
VOO
$968B
$18.5M 4.01%
46,783
-7,863
-14% -$3.19M
VGK icon
5
Vanguard FTSE Europe ETF
VGK
$30B
$16.9M 3.68%
257,941
-11,534
-4% -$790K
NOC icon
6
Northrop Grumman
NOC
$77B
$16.8M 3.66%
46,713
-9
-0% -$3.25K
VIG icon
7
Vanguard Dividend Appreciation ETF
VIG
$111B
$11.8M 2.57%
76,841
-33,468
-30% -$5.33M
VXF icon
8
Vanguard Extended Market ETF
VXF
$30.3B
$11.4M 2.48%
62,677
-7,392
-11% -$1.38M
FVD icon
9
First Trust Value Line Dividend Fund
FVD
$8.29B
$11.3M 2.46%
288,721
-42,363
-13% -$1.72M
VB icon
10
Vanguard Small-Cap ETF
VB
$79.5B
$11.1M 2.42%
50,874
-13,657
-21% -$3.04M
VEU icon
11
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$9.71M 2.11%
159,316
+9,788
+7% +$616K
MSFT icon
12
Microsoft
MSFT
$2.84T
$7.91M 1.72%
28,036
-85
-0.3% -$24.7K
FPE icon
13
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$7.14M 1.55%
347,788
-19,295
-5% -$398K
XHB icon
14
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$6.75M 1.47%
94,054
-30,258
-24% -$2.28M
AAPL icon
15
Apple
AAPL
$4.89T
$5.58M 1.21%
39,396
-1,226
-3% -$180K
SPYG icon
16
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$4.6M 1%
71,829
+144
+0.2% +$9.51K
REIT icon
17
ALPS Active REIT ETF
REIT
$57.7M
$4.53M 0.98%
161,082
-21,703
-12% -$636K
VCSH icon
18
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$4.42M 0.96%
53,588
+46,014
+608% +$3.8M
FTSM icon
19
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$4.37M 0.95%
72,928
-51,891
-42% -$3.11M
ISTB icon
20
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$4.25M 0.92%
+83,236
New +$4.27M
XLV icon
21
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$4.13M 0.9%
32,429
+30,777
+1,863% +$4.07M
IHI icon
22
iShares US Medical Devices ETF
IHI
$3.02B
$4.06M 0.88%
+64,734
New +$4.13M
IHAK icon
23
iShares Cybersecurity and Tech ETF
IHAK
$994M
$4.01M 0.87%
+92,264
New +$4.09M
SPYD icon
24
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$4M 0.87%
102,389
+2,490
+2% +$99.1K
K
25
DELISTED
Kellanova
K
$3.78M 0.82%
+62,994
New +$3.78M
1
2 3 4 5

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NCGI
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Advisor OS's Q3 2021 Portfolio in Review

As of Q3 2021, Advisor OS held 233 positions worth $460M, down 4.5% from $482M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Advisor OS withdrew a net $22.3M in Q3 2021, closing 12 positions and reducing 91 holdings. Its most notable exit was iShares North American Natural Resources ETF, an estimated $2.01M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Advisor OS opened a new position in iShares Core 1-5 Year USD Bond ETF worth $4.25M.

  • Advisor OS's largest Q3 2021 buy was iShares Core 1-5 Year USD Bond ETF: 83,236 shares worth $4.25M.
  • Advisor OS added most to State Street Health Care Select Sector SPDR ETF in Q3 2021, an estimated $4.07M increase.
  • Advisor OS's biggest Q3 2021 reduction was iShares MSCI EAFE ETF, cutting an estimated $14.3M.
  • Advisor OS fully exited iShares North American Natural Resources ETF in Q3 2021, selling an estimated $2.01M.
  • Advisor OS's ten largest holdings make up 40% of its $460M portfolio in Q3 2021.
  • Advisor OS opened 10 new positions and closed 12 in Q3 2021.
  • Advisor OS's portfolio value fell 4.5% quarter-over-quarter to $460M.

Based on Advisor OS's 13F filing for Q3 2021, filed 15 Nov 2021.