We are live on ! Find out more
AO

Advisor OS Portfolio holdings

AUM $1.5B
1-Year Est. Return 21.75%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+21.75%
3 Year Est. Return
+61.18%
5 Year Est. Return
+74.66%
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$56M
Cap. Flow
+$81.6M
Cap. Flow %
12.23%
Top 10 Hldgs %
41.58%
Holding
312
New
13
Increased
189
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$37.4M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$26.6M
3
TDVI icon
FT Vest Technology Dividend Target Income ETF
TDVI
+$9.2M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$6.01M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$5.62M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$24.4M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$7.33M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.54M
4
KMB icon
Kimberly-Clark
KMB
+$2.48M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$2.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.62%
2 Technology 9.84%
3 Industrials 6.7%
4 Healthcare 5.19%
5 Financials 3.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWR icon
201
iShares Russell Mid-Cap ETF
IWR
$56.9B
$397K 0.06%
5,736
+15
+0.3% +$1.09K
LIN icon
202
Linde
LIN
$220B
$396K 0.06%
1,064
+185
+21% +$70.4K
LMT icon
203
Lockheed Martin
LMT
$121B
$390K 0.06%
954
-1,707
-64% -$757K
HYS icon
204
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
$390K 0.06%
4,319
– –
SUSA icon
205
iShares ESG Optimized MSCI USA ETF
SUSA
$4.1B
$386K 0.06%
4,295
+210
+5% +$19.8K
RPG icon
206
Invesco S&P 500 Pure Growth ETF
RPG
$1.94B
$386K 0.06%
+12,795
New +$396K
VZ icon
207
Verizon
VZ
$208B
$381K 0.06%
11,763
-21,125
-64% -$714K
T icon
208
AT&T
T
$176B
$381K 0.06%
25,354
+9,820
+63% +$144K
RBA icon
209
RB Global
RBA
$15.5B
$378K 0.06%
6,051
+2,086
+53% +$129K
BA icon
210
Boeing
BA
$168B
$373K 0.06%
1,948
+68
+4% +$14.9K
PSX icon
211
Phillips 66
PSX
$102B
$370K 0.06%
3,078
-6,089
-66% -$683K
TXN icon
212
Texas Instruments
TXN
$236B
$367K 0.06%
2,309
-3
-0.1% -$512
ADP icon
213
Automatic Data Processing
ADP
$110B
$362K 0.05%
1,506
+284
+23% +$69.2K
CAT icon
214
Caterpillar
CAT
$374B
$361K 0.05%
1,324
+183
+16% +$49.6K
CMCSA icon
215
Comcast
CMCSA
$94B
$359K 0.05%
8,104
-127
-2% -$5.67K
TSM icon
216
TSMC
TSM
$2.22T
$358K 0.05%
4,118
+346
+9% +$32.7K
GEF icon
217
Greif
GEF
$4.83B
$355K 0.05%
5,320
+38
+0.7% +$2.69K
DUK icon
218
Duke Energy
DUK
$93.7B
$349K 0.05%
3,960
-4,871
-55% -$447K
EMNT icon
219
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$216M
$341K 0.05%
3,480
-879
-20% -$86K
IEFA icon
220
iShares Core MSCI EAFE ETF
IEFA
$197B
$334K 0.05%
5,184
+421
+9% +$28.2K
ALC icon
221
Alcon
ALC
$34.1B
$332K 0.05%
4,303
+693
+19% +$57K
AMGN icon
222
Amgen
AMGN
$236B
$332K 0.05%
1,234
+193
+19% +$48.2K
AZN icon
223
AstraZeneca
AZN
$252B
$325K 0.05%
2,403
+211
+10% +$28.8K
AXP icon
224
American Express
AXP
$220B
$320K 0.05%
2,142
-47
-2% -$7.69K
PRU icon
225
Prudential Financial
PRU
$42.1B
$319K 0.05%
3,361
-7,446
-69% -$704K
7 8
9
10 11

Similar funds

MCM
Mill Capital Management Concord, North Carolina $1.5B AUM 43.9% 1-Year Est. Return
CIAS
CFS Investment Advisory Services Totowa, New Jersey $1.5B AUM 20.41% 1-Year Est. Return
NAM
Nexpoint Asset Management Dallas, Texas $1.5B AUM 83.46% 1-Year Est. Return
SBWIC
Schaper Benz & Wise Investment Counsel Neenah, Wisconsin $1.5B AUM 31.02% 1-Year Est. Return
EFG
Ethos Financial Group King Of Prussia, Pennsylvania $1.5B AUM 22.75% 1-Year Est. Return
JHU
Johns Hopkins University Baltimore, Maryland $1.5B AUM 13.39% 1-Year Est. Return
NEWAS
N.E.W. Advisory Services De Pere, Wisconsin $1.5B AUM 19.48% 1-Year Est. Return
SL
SWF LLC Omaha, Nebraska $1.49B AUM 17.95% 1-Year Est. Return

Advisor OS's Q3 2023 Portfolio in Review

As of Q3 2023, Advisor OS held 312 positions worth $667M, up 9.2% from $611M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Advisor OS deployed $81.6M of net new capital in Q3 2023, opening 13 new positions and adding to 189 existing holdings. Its largest new stake was FT Vest Technology Dividend Target Income ETF: 466,013 shares worth $7.44M.

By sector, the portfolio is most concentrated in Miscellaneous at 67% of assets, up from 63% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $24.4M trimmed.

  • Advisor OS's largest Q3 2023 buy was FT Vest Technology Dividend Target Income ETF: 466,013 shares worth $7.44M.
  • Advisor OS added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2023, an estimated $37.4M increase.
  • Advisor OS's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $24.4M.
  • Advisor OS fully exited First Trust Preferred Securities and Income ETF in Q3 2023, selling an estimated $7.33M.
  • Advisor OS's ten largest holdings make up 42% of its $667M portfolio in Q3 2023.
  • Advisor OS opened 13 new positions and closed 28 in Q3 2023.
  • Advisor OS's portfolio value rose 9.2% quarter-over-quarter to $667M.

Based on Advisor OS's 13F filing for Q3 2023, filed 3 Nov 2023.