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Advisor OS Portfolio holdings

AUM $1.5B
1-Year Est. Return 21.75%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+21.75%
3 Year Est. Return
+61.18%
5 Year Est. Return
+74.66%
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$56M
Cap. Flow
+$81.6M
Cap. Flow %
12.23%
Top 10 Hldgs %
41.58%
Holding
312
New
13
Increased
189
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$37.4M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$26.6M
3
TDVI icon
FT Vest Technology Dividend Target Income ETF
TDVI
+$9.2M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$6.01M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$5.62M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$24.4M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$7.33M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.54M
4
KMB icon
Kimberly-Clark
KMB
+$2.48M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$2.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.62%
2 Technology 9.84%
3 Industrials 6.7%
4 Healthcare 5.19%
5 Financials 3.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STE icon
226
Steris
STE
$21.9B
$318K 0.05%
1,450
+78
+6% +$17.6K
EMD
227
Western Asset Emerging Markets Debt Fund
EMD
$605M
$315K 0.05%
37,899
– –
NFJ
228
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.46B
$314K 0.05%
27,673
+1,997
+8% +$24.4K
SBUX icon
229
Starbucks
SBUX
$119B
$311K 0.05%
3,405
+34
+1% +$3.34K
HDB icon
230
HDFC Bank
HDB
$119B
$304K 0.05%
10,304
+2,358
+30% +$76.8K
PEG icon
231
Public Service Enterprise Group
PEG
$36.7B
$302K 0.05%
5,305
-751
-12% -$46.1K
IBN icon
232
ICICI Bank
IBN
$109B
$297K 0.04%
12,855
+787
+7% +$18.5K
CMI icon
233
Cummins
CMI
$77.2B
$295K 0.04%
1,291
-3,292
-72% -$795K
RC
234
Ready Capital
RC
$289M
$294K 0.04%
+29,113
New +$320K
CSX icon
235
CSX Corp
CSX
$91.5B
$294K 0.04%
9,561
+3,645
+62% +$115K
WCN
236
Waste Connections
WCN
$41.5B
$294K 0.04%
2,189
+459
+27% +$64.2K
SHEL icon
237
Shell
SHEL
$266B
$286K 0.04%
4,450
+176
+4% +$11K
ADM icon
238
Archer Daniels Midland
ADM
$40.8B
$284K 0.04%
3,770
+22
+0.6% +$1.78K
NFLX icon
239
Netflix
NFLX
$326B
$282K 0.04%
7,470
-260
-3% -$11K
UNP icon
240
Union Pacific
UNP
$172B
$281K 0.04%
+1,378
New +$300K
SPLK
241
DELISTED
Splunk Inc
SPLK
$279K 0.04%
1,908
+1
+0.1% +$113
MO icon
242
Altria Group
MO
$115B
$276K 0.04%
6,573
+908
+16% +$40.1K
MPLX icon
243
MPLX
MPLX
$60.5B
$276K 0.04%
7,748
-1,730
-18% -$60.4K
SHM icon
244
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.52B
$273K 0.04%
5,904
+66
+1% +$3.09K
GILD icon
245
Gilead Sciences
GILD
$187B
$266K 0.04%
3,555
-8,466
-70% -$651K
FDL icon
246
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.1B
$264K 0.04%
7,882
+1,044
+15% +$36.2K
VAW icon
247
Vanguard Materials ETF
VAW
$3.05B
$263K 0.04%
1,525
– –
PAYX icon
248
Paychex
PAYX
$43.3B
$262K 0.04%
2,275
-6,301
-73% -$759K
NEE icon
249
NextEra Energy
NEE
$174B
$261K 0.04%
4,550
-409
-8% -$28.3K
FLTB icon
250
Fidelity Limited Term Bond ETF
FLTB
$459M
$258K 0.04%
5,404
+721
+15% +$34.7K
8 9
10
11 12

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NAM
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SBWIC
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Advisor OS's Q3 2023 Portfolio in Review

As of Q3 2023, Advisor OS held 312 positions worth $667M, up 9.2% from $611M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Advisor OS deployed $81.6M of net new capital in Q3 2023, opening 13 new positions and adding to 189 existing holdings. Its largest new stake was FT Vest Technology Dividend Target Income ETF: 466,013 shares worth $7.44M.

By sector, the portfolio is most concentrated in Miscellaneous at 67% of assets, up from 63% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $24.4M trimmed.

  • Advisor OS's largest Q3 2023 buy was FT Vest Technology Dividend Target Income ETF: 466,013 shares worth $7.44M.
  • Advisor OS added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2023, an estimated $37.4M increase.
  • Advisor OS's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $24.4M.
  • Advisor OS fully exited First Trust Preferred Securities and Income ETF in Q3 2023, selling an estimated $7.33M.
  • Advisor OS's ten largest holdings make up 42% of its $667M portfolio in Q3 2023.
  • Advisor OS opened 13 new positions and closed 28 in Q3 2023.
  • Advisor OS's portfolio value rose 9.2% quarter-over-quarter to $667M.

Based on Advisor OS's 13F filing for Q3 2023, filed 3 Nov 2023.