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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DYN.WS
4751
DELISTED
Dynegy Inc,
DYN.WS
$0 ﹤0.01%
11
– –
AST.WS
4752
DELISTED
Asterias Biotherapeutics Inc. Warrants (expiring September 29, 2017)
AST.WS
$0 ﹤0.01%
17
-4
-19% -$1
MRVC
4753
DELISTED
MRV Communications Inc
MRVC
$0 ﹤0.01%
25
– –
IRY
4754
DELISTED
SPDR S&P International Health Care Sector
IRY
$0 ﹤0.01%
8
– –
DCUC
4755
DELISTED
Dominion Energy, Inc.
DCUC
– –
-500
Closed -$25K
FCFP
4756
DELISTED
FIRST COMMUNITY FINANCIAL PARTNERS INC.
FCFP
– –
-6,603
Closed -$58K
KMI.WS
4757
DELISTED
Kinder Morgan Inc
KMI.WS
$0 ﹤0.01%
4,629
+202
+5% +$5
MEMP
4758
DELISTED
Memorial Production Partners LP Common Units
MEMP
– –
-1,000
Closed -$1K
NWBO
4759
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$0 ﹤0.01%
200
– –
LXK
4760
DELISTED
Lexmark Intl Inc
LXK
– –
-685
Closed -$25K
RRMS
4761
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
– –
-150
Closed -$3K
MDVN
4762
DELISTED
MEDIVATION, INC.
MDVN
– –
-2,042
Closed -$121K
GNAT
4763
DELISTED
WISDOMTREE TR GLOBAL NATURAL RESOURCES FND (DE)
GNAT
– –
-425
Closed -$5K
NQS
4764
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
– –
-10,468
Closed -$161K
NMO
4765
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
– –
-12,907
Closed -$193K
DRII
4766
DELISTED
DIAMOND RESORTS INTL, INC
DRII
– –
-1,095
Closed -$32K
AMTG
4767
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
– –
-1,700
Closed -$22K
MHY
4768
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
– –
-43,050
Closed -$202K
MDD
4769
DELISTED
SPDR S&P INTERNATIONAL MID CAP ETF
MDD
– –
-723
Closed -$20K
QLIK
4770
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
– –
-578
Closed -$16K
KKD
4771
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
– –
-37
Closed –
DEG
4772
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
– –
-1,744
Closed -$45K
DWRE
4773
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
– –
-81
Closed -$5K
UDF
4774
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$0 ﹤0.01%
9,258
+4,300
+87% –
GAS
4775
DELISTED
AGL Resources Inc
GAS
– –
-4,218
Closed -$277K
188 189 190
191
192

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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.