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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMER
4701
DELISTED
FIRSTMERIT CORP
FMER
– –
-3,184
Closed -$63K
NPD
4702
DELISTED
CHINA NEPSTAR CHAIN DRUGSTORE LTD. COM
NPD
– –
-140
Closed –
TUMI
4703
DELISTED
TUMI HLDGS INC COM
TUMI
– –
-679
Closed -$17K
FNFG
4704
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-886
Closed -$7K
SQI
4705
DELISTED
SCIQUEST, INC. COMMON STOCK
SQI
– –
-350
Closed -$6K
EXAM
4706
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-1,546
Closed -$53K
MFLX
4707
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
– –
-800
Closed -$18K
NKA
4708
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
– –
-100
Closed –
IHS
4709
DELISTED
IHS INC CL-A COM STK
IHS
– –
-754
Closed -$87K
TAL
4710
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
– –
-1,300
Closed -$17K
HTS
4711
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-3,991
Closed -$64K
RSE
4712
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
– –
-60
Closed –
RRM
4713
DELISTED
RR MEDIA LTD ORD SHS (ISR)
RRM
– –
-1,500
Closed -$19K
GM.WS.A
4714
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-3,083
Closed -$55K
TE
4715
DELISTED
TECO ENERGY INC
TE
– –
-5,090
Closed -$138K
UNTD
4716
DELISTED
UNITED ONLINE INC COM NEW
UNTD
– –
-46
Closed –
CPGX
4717
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-5,897
Closed -$148K
DCUB
4718
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
– –
-250
Closed -$15K
WY.PRA
4719
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– –
-4,250
Closed -$214K
NSPH
4720
DELISTED
NANOSPHERE INC. COM NEW
NSPH
– –
-100
Closed –
ORIG
4721
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
0
– –
DRWI
4722
DELISTED
DragonWave Inc
DRWI
– –
-6,500
Closed -$27K
GBSN
4723
DELISTED
GREAT BASIN SCIENTIFIC INC COM PAR $.0001 NEW
GBSN
$0 ﹤0.01%
+1
New +$37
CPAH
4724
DELISTED
Counterpath Corp
CPAH
$0 ﹤0.01%
190
– –
GSI
4725
DELISTED
GENERAL STL HLDGS INC COM NEW (NV)
GSI
– –
-800
Closed –
187 188
189
190 191

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.