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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCS.PR.CL
4676
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
– –
-8,665
Closed -$220K
ASEI
4677
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
– –
-263
Closed -$8K
NQM
4678
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
– –
-13,136
Closed -$219K
NPM
4679
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
– –
-5,035
Closed -$77K
NPI
4680
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
– –
-10,881
Closed -$167K
FCLF
4681
DELISTED
FIRST CLOVER LEAF FINANCIAL CORP COM STK
FCLF
– –
-349
Closed -$4K
EMC
4682
DELISTED
EMC CORPORATION
EMC
– –
-43,393
Closed -$1.18M
SQNM
4683
DELISTED
SEQUENOM INC NEW
SQNM
– –
-38,722
Closed -$34K
RDEN
4684
DELISTED
ELIZABETH ARDEN INC
RDEN
– –
-588
Closed -$7K
RLYP
4685
DELISTED
RELYPSA INC COM
RLYP
– –
-100
Closed -$1K
CSH
4686
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-3,432
Closed -$144K
TLMR
4687
DELISTED
TALMER BANCORP INC (MI)
TLMR
– –
-294
Closed -$5K
AXLL
4688
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-780
Closed -$23K
GDF
4689
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
– –
-5,387
Closed -$45K
CXA
4690
DELISTED
SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA
– –
-3,600
Closed -$91K
JPP
4691
DELISTED
SPDR RUSSELL/NOMURA PRIME JAPAN ETF
JPP
– –
-200
Closed -$8K
RBS.PRT
4692
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
– –
-5,072
Closed -$125K
BABS
4693
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
– –
-16
Closed -$1K
IEIS
4694
DELISTED
ISHARES ENHANCED INTERNATIONAL SMALL-CAP ETF
IEIS
– –
-1,450
Closed -$33K
IELG
4695
DELISTED
ISHARES ENHANCED U.S. LARGE CAP ETF
IELG
– –
-3,835
Closed -$125K
IEIL
4696
DELISTED
ISHARES ENHANCED INTERNATIONAL LARGE-CAP ETF
IEIL
– –
-4,336
Closed -$93K
IESM
4697
DELISTED
ISHARES ENHANCED U.S. SMALL CAP ETF
IESM
– –
-1,480
Closed -$46K
QLTC
4698
DELISTED
ISHARES B CA RATED CORPORATE BOND FUND
QLTC
– –
-642
Closed -$29K
QLTB
4699
DELISTED
ISHARES BAA BA RATED CORP BOND FUND
QLTB
– –
-4,724
Closed -$249K
DWA
4700
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-1,171
Closed -$47K
186 187
188
189 190

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.