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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WINT
4651
DELISTED
Windtree Therapeutics Inc
WINT
$0 ﹤0.01%
130
– –
MEP
4652
DELISTED
Midcoast Energy Partners, L.P.
MEP
– –
-109
Closed –
IKGH
4653
DELISTED
Iao Kun Group Holding Company Limited
IKGH
$0 ﹤0.01%
1,340
– –
TPLM
4654
DELISTED
Triangle Petroleum Corporation
TPLM
$0 ﹤0.01%
375
– –
ELNK
4655
DELISTED
EarthLink Holdings Corp.
ELNK
$0 ﹤0.01%
30
– –
ISIL
4656
DELISTED
Intersil Corp
ISIL
– –
-338
Closed -$4K
WCIC
4657
DELISTED
WCI Communities, Inc.
WCIC
– –
-300
Closed -$5K
CFRXW
4658
DELISTED
ContraFect Corporation Class A Warrants
CFRXW
$0 ﹤0.01%
+1,200
New +$151
VA
4659
DELISTED
Virgin America Inc.
VA
$0 ﹤0.01%
2
-90
-98% -$5.02K
CPHR
4660
DELISTED
Cipher Pharmaceuticals Inc.
CPHR
$0 ﹤0.01%
85
– –
GI
4661
DELISTED
EndoChoice Holdings, Inc.
GI
– –
-100
Closed –
ESMC
4662
DELISTED
Escalon Medical Corp
ESMC
$0 ﹤0.01%
500
– –
APIC
4663
DELISTED
Apigee Corporation Common Stock
APIC
– –
-656
Closed -$8K
AVG
4664
DELISTED
AVG Technologies N.V.
AVG
– –
-962
Closed -$18K
FLTX
4665
DELISTED
Fleetmatics Group PLC
FLTX
– –
-479
Closed -$20K
HNR
4666
DELISTED
Harvest Natural Resources
HNR
$0 ﹤0.01%
72
-1,250
-95% -$3.3K
DRYS
4667
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
CETC
4668
DELISTED
Hongli Clean Energy Technologies Corp. Common Stock
CETC
$0 ﹤0.01%
1
– –
OUTR
4669
DELISTED
OUTERWALL INC
OUTR
– –
-114
Closed -$4K
FEIC
4670
DELISTED
FEI COMPANY
FEIC
– –
-301
Closed -$31K
DANG
4671
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
– –
-3,644
Closed -$21K
FCS
4672
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
– –
-36
Closed –
STR
4673
DELISTED
QUESTAR CORP
STR
– –
-1,504
Closed -$37K
MRD
4674
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
– –
-356
Closed -$5K
SMT
4675
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
– –
-10
Closed –
185 186
187
188 189

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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.