Advisor Group Portfolio holdings

AUM $14.5B

1-Year Est. Return 24.86%

2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2

This Quarter Est. Return

1 Year Est. Return

+24.86%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$13.5B

AUM Growth

+$511M (+3.9%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

5,587

New

Increased

Reduced

Closed

Top Buys

1		+$87.4M
2		+$87M
3		+$85M
4	iShares S&P Small-Cap 600 Value ETF IJS	+$45.2M
5	iShares Core US Aggregate Bond ETF AGG	+$35.8M

Top Sells

1		+$136M
2		+$86.9M
3		+$44.5M
4	SPDR Portfolio Intermediate Term Treasury ETF SPTI	+$44.4M
5	PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund ZROZ	+$27.7M

Sector Composition

1	Technology	5.76%
2	Financials	4.57%
3	Healthcare	3.52%
4	Consumer Discretionary	3.45%
5	Industrials	3.16%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
4551	MCEP 4551 DELISTED Mid-Con Energy Partners, LP MCEP	$6K	﹤0.01%	800
4552	ARTX 4552 DELISTED Arotech Corporation ARTX	$6K	﹤0.01%	1,740 +227
4553	VEDL 4553 DELISTED Vedanta Limited American Depostary Shares (Each representing four equity shares) VEDL	$6K	﹤0.01%	688 -209
4554	DJCI 4554 DELISTED ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 DJCI	$6K	﹤0.01%	380 -377
4555	MORL 4555 DELISTED ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN MORL	$6K	﹤0.01%	400
4556	WLH 4556 DELISTED WILLIAM LYON HOMES WLH	$6K	﹤0.01%	275 -364
4557	NEE.PRO 4557 DELISTED NextEra Energy, Inc. 4.872% Corporate Units NEE.PRO	$6K	﹤0.01%	+115
4558	4558 Invesco BulletShares 2026 High Yield Corporate Bond ETF BSJQ $1.15B	$6K	﹤0.01%	+245
4559	CCEC 4559 Capital Clean Energy Carriers CCEC $1.28B	$6K	﹤0.01%	559
4560	USAP 4560 DELISTED Universal Stainless & Alloy USAP	$6K	﹤0.01%	370
4561	VCNX 4561 DELISTED Vaccinex, Inc. Common Stock VCNX	$6K	﹤0.01%	4
4562	4562 Aemetis AMTX $151M	$5K	﹤0.01%	5,000
4563	4563 Artivion AORT $2.14B	$5K	﹤0.01%	+190
4564	4564 Cerus CERS $288M	$5K	﹤0.01%	1,066 -3,000
4565	4565 Compugen CGEN $160M	$5K	﹤0.01%	1,259
4566	4566 Global X MSCI China Consumer Discretionary ETF CHIQ $247M	$5K	﹤0.01%	286 +168
4567	4567 ProShares Long Online/Short Stores ETF CLIX $8.31M	$5K	﹤0.01%	100
4568	4568 Clean Energy Fuels CLNE $643M	$5K	﹤0.01%	2,550
4569	4569 Global X DAX Germany ETF DAX $309M	$5K	﹤0.01%	200
4570	4570 Franklin International Core Dividend Tilt Index ETF DIVI $1.88B	$5K	﹤0.01%	200
4571	FPWR 4571 First Trust EIP Power Solutions ETF FPWR $20.2M	$5K	﹤0.01%	+245
4572	4572 VanEck Video Gaming and eSports ETF ESPO $475M	$5K	﹤0.01%	141 -175
4573	4573 FuelCell Energy FCEL $246M	$5K	﹤0.01%	555 +553
4574	4574 First Foundation Inc FFWM $453M	$5K	﹤0.01%	+300
4575	4575 1-800-Flowers.com FLWS $234M	$5K	﹤0.01%	322