Advisor Group’s Global X Alternative Income ETF ALTY Stock Holding History

Advisor Group’s Portfolio ALTY Stock Details ALTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-966	Closed	-$15K	–	5084
2018 Q3	$15K	Buy	966 +11	+1%	+$167	﹤0.01%	4045
2018 Q2	$14K	Hold	955	–	–	﹤0.01%	3896
2018 Q1	$14K	Hold	955	–	–	﹤0.01%	3871
2017 Q4	$15K	Sell	955 -200	-17%	-$3.1K	﹤0.01%	3847
2017 Q3	$18K	Hold	1,155	–	–	﹤0.01%	3607
2017 Q2	$18K	Buy	1,155 +200	+21%	+$3.1K	﹤0.01%	3547
2017 Q1	$15K	Buy	+955	New	+$14.7K	﹤0.01%	3533

Other funds holding ALTY

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

RIA

Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

CIAS

Capital Investment Advisory Services Raleigh, North Carolina $1.37B AUM 20.71% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Advisor Group's ALTY Position: Q4 2018 in Review

Advisor Group sold out of Global X Alternative Income ETF (ALTY) in Q4 2018, closing a stake of 966 shares — an estimated $15K sold.

Advisor Group first reported a position in ALTY in Q1 2017 and held it in 7 quarters. The position peaked at $18K in Q3 2017. 11 funds tracked by Wall St. Rank hold ALTY as of Q4 2018.

Advisor Group reported no remaining Global X Alternative Income ETF position as of Q4 2018 after selling out during the quarter.
Advisor Group sold 966 Global X Alternative Income ETF shares in Q4 2018, an estimated $15K.
Advisor Group first reported a position in Global X Alternative Income ETF in Q1 2017 and held it in 7 quarters.
Advisor Group's Global X Alternative Income ETF position peaked at $18K in Q3 2017.
11 funds tracked by Wall St. Rank held Global X Alternative Income ETF as of Q4 2018.

Based on Advisor Group's 13F filing for Q4 2018, filed 11 Feb 2019.