ACG Wealth’s NewtekOne NEWT Stock Holding History

ACG Wealth’s Portfolio NEWT Stock Details NEWT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-23,338	Closed	-$414K	–	228
2015 Q2	$414K	Sell	23,338 -217,600	-90%	-$3.83M	0.1%	144
2015 Q1	$3.98M	Sell	240,938 -9,844	-4%	-$158K	1.05%	19
2014 Q4	$3.7M	Buy	+250,782	New	+$3.43M	1%	20

Other funds holding NEWT

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

PCM

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Zelman Capital Beachwood, Ohio $81.9M AUM 22.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Bard Associates Chicago, Illinois $451M AUM 66.6% 1-Year Est. Return

Royce & Associates New York $12.4B AUM 64.17% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $5.69B AUM 60.64% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

ACG Wealth's NEWT Position: Q3 2015 in Review

ACG Wealth sold out of NewtekOne (NEWT) in Q3 2015, closing a stake of 23,338 shares — an estimated $414K sold.

ACG Wealth first reported a position in NEWT in Q4 2014 and held it in 3 quarters. The position peaked at $3.98M in Q1 2015. 37 funds tracked by Wall St. Rank hold NEWT as of Q3 2015.

ACG Wealth reported no remaining NewtekOne position as of Q3 2015 after selling out during the quarter.
ACG Wealth sold 23,338 NewtekOne shares in Q3 2015, an estimated $414K.
ACG Wealth first reported a position in NewtekOne in Q4 2014 and held it in 3 quarters.
ACG Wealth's NewtekOne position peaked at $3.98M in Q1 2015.
37 funds tracked by Wall St. Rank held NewtekOne as of Q3 2015.

Based on ACG Wealth's 13F filing for Q3 2015, filed 10 Nov 2015.