A.R.T. Advisors’s Flotek Industries FTK Stock Holding History

A.R.T. Advisors’s Portfolio FTK Stock Details FTK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-2,124	Closed	-$28K	–	1463
2019 Q3	$28K	Buy	+2,124	New	+$32.3K	﹤0.01%	1357
2019 Q1	–	Sell	-29,547	Closed	-$193K	–	1407
2018 Q4	$193K	Buy	29,547 +15,545	+111%	+$157K	0.01%	1074
2018 Q3	$201K	Buy	14,002 +5,858	+72%	+$90.7K	0.01%	1191
2018 Q2	$157K	Sell	8,144 -8,934	-52%	-$221K	0.01%	1264
2018 Q1	$625K	Sell	17,078 -4,200	-20%	-$147K	0.03%	859
2017 Q4	$594K	Sell	21,278 -20,176	-49%	-$575K	0.03%	823
2017 Q3	$1.16M	Buy	41,454 +30,854	+291%	+$1.22M	0.06%	472
2017 Q2	$568K	Buy	+10,600	New	+$667K	0.03%	744
2016 Q2	–	Sell	-20,236	Closed	-$889K	–	1458
2016 Q1	$889K	Sell	20,236 -15,983	-44%	-$702K	0.04%	632
2015 Q4	$2.49M	Buy	36,219 +23,435	+183%	+$2.01M	0.12%	229
2015 Q3	$1.28M	Buy	12,784 +6,296	+97%	+$638K	0.05%	541
2015 Q2	$488K	Sell	6,488 -9,059	-58%	-$733K	0.02%	1001
2015 Q1	$1.37M	Buy	15,547 +1,622	+12%	+$159K	0.05%	541
2014 Q4	$1.56M	Buy	+13,925	New	+$1.72M	0.06%	473
2014 Q1	–	Sell	-5,102	Closed	-$614K	–	1402
2013 Q4	$614K	Sell	5,102 -1,005	-16%	-$127K	0.03%	691
2013 Q3	$842K	Sell	6,107 -4,865	-44%	-$590K	0.05%	570
2013 Q2	$1.18M	Buy	+10,972	New	+$1.1M	0.04%	569

Other funds holding FTK

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Newtyn Management New York $936M AUM 27.23% 1-Year Est. Return

Rutabaga Capital Management Boston, Massachusetts $115M AUM 11.85% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Disciplined Growth Investors Minneapolis, Minnesota $4.89B AUM 33.85% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return