A.R.T. Advisors’s Alexco Resource Corp AXU Stock Holding History

A.R.T. Advisors’s Portfolio AXU Stock Details AXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-165,124	Closed	-$286K	–	1848
2019 Q3	$286K	Buy	165,124 +145,700	+750%	+$268K	0.01%	1071
2019 Q2	$22K	Buy	+19,424	New	+$20.3K	﹤0.01%	1293
2019 Q1	–	Sell	-11,204	Closed	-$11K	–	1719
2018 Q4	$11K	Buy	+11,204	New	+$10.1K	﹤0.01%	1266
2017 Q1	–	Sell	-22,074	Closed	-$29K	–	1797
2016 Q4	$29K	Buy	22,074 +5,900	+36%	+$9.08K	﹤0.01%	1234
2016 Q3	$28K	Buy	+16,174	New	+$31.3K	0.01%	612

Other funds holding AXU

PFO

Pathstone Family Office Englewood, New Jersey $13.1B AUM 21.02% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $299B AUM 28.69% 1-Year Est. Return

EMG

ETF Managers Group Summit, New Jersey $3.1B AUM 17.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

DZ Bank Frankfurt Am Main, Germany $113B AUM 36.92% 1-Year Est. Return

Raffles Associates New York $115M AUM 35.69% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

A.R.T. Advisors's AXU Position: Q4 2019 in Review

A.R.T. Advisors sold out of Alexco Resource Corp (AXU) in Q4 2019, closing a stake of 165,124 shares — an estimated $286K sold.

A.R.T. Advisors first reported a position in AXU in Q3 2016 and held it in 5 quarters. The position peaked at $286K in Q3 2019. 46 funds tracked by Wall St. Rank hold AXU as of Q4 2019.

A.R.T. Advisors reported no remaining Alexco Resource Corp position as of Q4 2019 after selling out during the quarter.
A.R.T. Advisors sold 165,124 Alexco Resource Corp shares in Q4 2019, an estimated $286K.
A.R.T. Advisors first reported a position in Alexco Resource Corp in Q3 2016 and held it in 5 quarters.
A.R.T. Advisors's Alexco Resource Corp position peaked at $286K in Q3 2019.
46 funds tracked by Wall St. Rank held Alexco Resource Corp as of Q4 2019.

Based on A.R.T. Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.