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Small Cap
Asset Management
Stocks Ranked by
Market Capitalization

Name Market cap Price Price
change %
HPS icon
176
John Hancock Preferred Income Fund III
HPS
$379M
$379M $11.79 0.86%
SOR icon
177
Source Capital
SOR
$374M
$374M $45.41 0.44%
SDHY icon
178
PGIM Short Duration High Yield Opportunities Fund
SDHY
$373M
$373M $15.12 0.4%
MCI icon
179
Barings Corporate Investors
MCI
$369M
$369M $17.90 1.97%
HPI icon
180
John Hancock Preferred Income Fund
HPI
$363M
$363M $13.57 0.89%
NXG icon
181
NXG NextGen Infrastructure Income Fund
NXG
$362M
$362M $49.36 5.98%
VKI icon
182
Invesco Advantage Municipal Income Trust II
VKI
$359M
$359M $8.09 1.63%
FRA icon
183
BlackRock Floating Rate Income Strategies Fund
FRA
$358M
$358M $10.10 0.39%
EAD icon
184
Allspring Income Opportunities Fund
EAD
$353M
$353M $5.98 0.34%
LEO icon
185
BNY Mellon Strategic Municipals
LEO
$352M
$352M $5.65 0.89%
AEF icon
186
abrdn Emerging Markets Equity Income Fund
AEF
$350M
$350M $8.63 0.35%
TCPC icon
187
BlackRock TCP Capital
TCPC
$349M
$349M $4.16 1.42%
EDD icon
188
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$347M
$347M $5.39 0.19%
GBAB icon
189
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$346M
$346M $12.49 0.64%
MIY icon
190
BlackRock MuniYield Michigan Quality Fund
MIY
$343M
$343M $11.85 1.28%
SCD icon
191
LMP Capital and Income Fund
SCD
$343M
$343M $14.96 0.67%
HFRO icon
192
Highland Opportunities and Income Fund
HFRO
$342M
$342M $6.19 0.8%
FOF icon
193
Cohen & Steers Closed End Opportunity Fund
FOF
$341M
$341M $12.25 0.73%
JOF icon
194
Japan Smaller Capitalization Fund
JOF
$337M
$337M $11.89 1.57%
PFL icon
195
PIMCO Income Strategy Fund
PFL
$337M
$337M $6.74 0.15%
NCV icon
196
Virtus Convertible & Income Fund
NCV
$334M
$334M $14.78 1.6%
SPXX icon
197
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
$333M $18.52 1.07%
NAN icon
198
Nuveen New York Quality Municipal Income Fund
NAN
$331M
$331M $9.85 0.71%
CCAP icon
199
Crescent Capital BDC
CCAP
$328M
$328M $8.90 2.52%
CION icon
200
CION Investment
CION
$324M
$324M $6.59 5.04%
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Small Cap Asset Management Stocks at a Glance

Asset managers run funds, portfolios, and investment strategies for institutions and individuals, earning fees on assets under management. Revenue rises and falls with markets and fund flows, with the active-to-passive shift compressing fees and rewarding scale and specialization.

There are 249 small cap Asset Management stocks — companies in the Asset Management industry with a market cap between $250M and $2B — worth a combined $172B.

The largest by market cap are Nuveen Municipal High Income Opportunity Fund (NMZ) at $1.97B, Cornerstone Strategic Value Fund (CLM) at $1.93B and Patria Investments (PAX) at $1.92B.

Among institutional investors, Nuveen Municipal High Income Opportunity Fund (NMZ) drew the most net new fund positions in Q2 2026: 88 funds opened new positions, taking total fund holders up 75 (54%) quarter-over-quarter.

Market caps and prices updated daily; fund activity based on aggregated SEC 13F filings for Q2 2026.