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Small Cap
Asset Management
Stocks Ranked by
Market Capitalization

Name Market cap Price Price
change %
NBH
226
Neuberger Municipal Fund Inc
NBH
$302M
$302M $10.18 0.39%
XFLT
227
XAI Floating Rate & Alternative Income Trust
XFLT
$296M
$296M $19.45 0.71%
SAR icon
228
Saratoga Investment
SAR
$296M
$296M $18.40 0.49%
NCZ
229
Virtus Convertible & Income Fund II
NCZ
$295M
$295M $15.51 0.26%
ARDC
230
Are Dynamic Credit Allocation Fund
ARDC
$294M
$294M $12.28 0%
JCE icon
231
Nuveen Core Equity Alpha Fund
JCE
$290M
$290M $17.05 0%
OIA icon
232
Invesco Municipal Income Opportunities Trust
OIA
$290M
$290M $6.04 0.5%
DSM
233
BNY Mellon Strategic Municipal Bond Fund
DSM
$288M
$288M $5.83 1.04%
EOD
234
Allspring Global Dividend Opportunity Fund
EOD
$288M
$288M $6.68 0.15%
EFT
235
Eaton Vance Floating-Rate Income Trust
EFT
$285M
$285M $10.72 0.19%
BGH
236
Barings Global Short Duration High Yield Fund
BGH
$284M
$284M $14.12 1%
MMD
237
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$282M $15.01 0.4%
SRV
238
NXG Cushing Midstream Energy Fund
SRV
$282M
$282M $45.21 0.94%
RMM
239
RiverNorth Managed Duration Municipal Income Fund
RMM
$280M
$280M $14.19 0.07%
PMO
240
Franklin Municipal Opportunities Trust
PMO
$280M
$280M $10.22 0.29%
TSI
241
TCW Strategic Income Fund
TSI
$280M
$280M $4.39 0.23%
DBL
242
DoubleLine Opportunistic Credit Fund
DBL
$279M
$279M $14.11 0.36%
NPCT icon
243
Nuveen Core Plus Impact Fund
NPCT
$278M
$278M $9.68 0.21%
MIN
244
Aberdeen Intermediate Income Fund
MIN
$278M
$278M $2.44 0%
ACV
245
Virtus Diversified Income & Convertible Fund
ACV
$277M
$277M $26.64 0.68%
EOT
246
Eaton Vance National Municipal Opportunities Trust
EOT
$273M
$273M $17.50 1.27%
TDF
247
Templeton Dragon Fund
TDF
$273M
$273M $10.85 0.37%
RWAY icon
248
Runway Growth Finance
RWAY
$272M
$272M $6.48 1.37%
PMM
249
Franklin Managed Municipal Income Trust
PMM
$269M
$269M $6.27 0.64%
KF
250
Korea Fund
KF
$267M
$267M $64.25 2.98%
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Small Cap Asset Management Stocks at a Glance

Asset managers run funds, portfolios, and investment strategies for institutions and individuals, earning fees on assets under management. Revenue rises and falls with markets and fund flows, with the active-to-passive shift compressing fees and rewarding scale and specialization.

There are 255 small cap Asset Management stocks — companies in the Asset Management industry with a market cap between $250M and $2B — worth a combined $179B.

The largest by market cap are Strive Inc (ASST) at $1.93B, TRI-Continental Corp (TY) at $1.89B and Nuveen Municipal Value Fund (NUV) at $1.88B.

Among institutional investors, Horizon Technology Finance (HRZN) drew the most net new fund positions in Q2 2026: 64 funds opened new positions, taking total fund holders up 52 (95%) quarter-over-quarter.

Market caps and prices updated daily; fund activity based on aggregated SEC 13F filings for Q2 2026.