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Small Cap
Asset Management
Stocks Ranked by
Market Capitalization

Small Cap Asset Management Stocks at a Glance

Asset managers run funds, portfolios, and investment strategies for institutions and individuals, earning fees on assets under management. Revenue rises and falls with markets and fund flows, with the active-to-passive shift compressing fees and rewarding scale and specialization.

There are 257 small cap Asset Management stocks — companies in the Asset Management industry with a market cap between $250M and $2B — worth a combined $179B.

The largest by market cap are TRI-Continental Corp (TY) at $1.9B, Nuveen Municipal Value Fund (NUV) at $1.88B and Liberty All-Star Equity Fund (USA) at $1.85B.

Among institutional investors, Horizon Technology Finance (HRZN) drew the most net new fund positions in Q2 2026: 64 funds opened new positions, taking total fund holders up 52 (95%) quarter-over-quarter.

Market caps and prices updated daily; fund activity based on aggregated SEC 13F filings for Q2 2026.