High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
1501
Belvedere Trading
Belvedere Trading
Illinois
$126M Closed 431,217
1502
HCM
Hilton Capital Management
New York
$126M -82% 4,887,264
1503
AQR Capital Management
AQR Capital Management
Connecticut
$126M -88% 4,515,311
1504
UOC
UBS O'Connor
Illinois
$126M Closed 1,435,589
1505
AllianceBernstein
AllianceBernstein
Tennessee
$126M -50% 719,747
1506
VOYA Investment Management
VOYA Investment Management
Georgia
$126M -52% 1,615,369
1507
Victory Capital Management
Victory Capital Management
Texas
$126M -53% 1,700,984
1508
Renaissance Technologies
Renaissance Technologies
New York
$126M -88% 956,178
1509
Osaic Holdings
Osaic Holdings
Arizona
$126M -74% 4,881,002
1510
WCMNY
Westchester Capital Management (New York)
New York
$126M Closed 5,403,666
1511
JRP
Jasper Ridge Partners
California
$126M -75% 2,324,022
1512
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
$126M -90% 1,947,060
1513
Barclays
Barclays
United Kingdom
$126M -77% 1,145,772
1514
Capital Research Global Investors
Capital Research Global Investors
California
$126M Closed 4,526,976
1515
AACR
ACR Alpine Capital Research
Missouri
$126M -96% 1,248,421
1516
UBS AM
UBS AM
Illinois
$126M -74% 839,266
1517
Capital World Investors
Capital World Investors
California
$125M -59% 7,121,861
1518
JCAM
Jericho Capital Asset Management
New York
$125M Closed 1,286,160
1519
Capital World Investors
Capital World Investors
California
$125M -74% 4,075,119
1520
Wellington Management Group
Wellington Management Group
Massachusetts
$125M -57% 2,252,853
1521
Citigroup
Citigroup
New York
$125M -97% 1,963,575
1522
Victory Capital Management
Victory Capital Management
Texas
$125M -50% 2,112,605
1523
Citadel Advisors
Citadel Advisors
Florida
$125M -98% 870,439
1524
Osaic Holdings
Osaic Holdings
Arizona
$125M -54% 1,073,479
1525
LCG
Luxor Capital Group
New York
$125M -91% 2,865,561