High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
1401
PPFA
Provida Pension Fund Administrator
Chile
$106M -79% 2,859,860
1402
Boston Partners
Boston Partners
Massachusetts
$106M -70% 1,392,953
1403
Invesco
Invesco
Georgia
$106M -98% 8,108,252
1404
BA
BlackRock Advisors
Delaware
$106M Closed 3,907,600
1405
GE
General Electric
Ohio
$106M Closed 2,592,766
1406
CLOS
Compagnie Lombard Odier SCmA
Switzerland
$106M Closed 2,260,700
1407
GIM
Generation Investment Management
United Kingdom
$106M Closed 4,532,616
1408
Bank of Montreal
Bank of Montreal
Ontario, Canada
$106M -53% 8,860,226
1409
AQR Capital Management
AQR Capital Management
Connecticut
$106M -70% 1,384,589
1410
AA
AQR Arbitrage
Connecticut
$106M Closed 1,603,656
1411
Capital International Investors
Capital International Investors
California
$106M Closed 1,421,300
1412
HCM
Highfields Capital Management
Massachusetts
$106M -51% 3,162,000
1413
JCI
Jet Capital Investors
New York
$106M Closed 2,817,036
1414
Macquarie Group
Macquarie Group
Australia
$106M -53% 13,629,061
1415
UCFA
United Capital Financial Advisors
Texas
$105M -93% 2,081,689
1416
ClearBridge Investments
ClearBridge Investments
New York
$105M -77% 1,406,977
1417
AssetMark Inc
AssetMark Inc
California
$105M -100% 5,811,259
1418
Envestnet Asset Management
Envestnet Asset Management
Illinois
$105M -99% 2,075,311
1419
CCM
Conatus Capital Management
Connecticut
$105M Closed 840,825
1420
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$105M -97% 2,223,042
1421
JHIU
Janus Henderson Investors US
Colorado
$105M -64% 1,543,195
1422
Bank of New York Mellon
Bank of New York Mellon
New York
$105M Closed 1,417,565
1423
Renaissance Technologies
Renaissance Technologies
New York
$105M Closed 4,384,132
1424
Macquarie Group
Macquarie Group
Australia
$105M -88% 1,022,111
1425
MF
Magnetar Financial
Illinois
$105M Closed 5,166,444