High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
3076
Man Group
Man Group
United Kingdom
$110M -50% 1,444,285
3077
State Street
State Street
Massachusetts
$110M Closed 3,970,352
3078
National Bank of Canada
National Bank of Canada
Quebec, Canada
$110M -70% 2,069,924
3079
Vanguard Group
Vanguard Group
Pennsylvania
$110M Closed 14,222,659
3080
IP
Interval Partners
New York
$110M -91% 851,584
3081
ZIG
Zurich Insurance Group
Switzerland
$110M Closed 859,229
3082
Bank of Montreal
Bank of Montreal
Ontario, Canada
$110M -75% 743,988
3083
NAS
Nicolet Advisory Services
Wisconsin
$110M -62% 1,960,787
3084
Squarepoint
Squarepoint
New York
$110M -98% 1,703,791
3085
BIP
Brandes Investment Partners
California
$110M -94% 1,810,574
3086
Balyasny Asset Management
Balyasny Asset Management
Illinois
$110M -81% 1,023,975
3087
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$110M -65% 1,342,438
3088
SC
Samlyn Capital
New York
$110M Closed 222,724
3089
Two Sigma Investments
Two Sigma Investments
New York
$110M -68% 427,885
3090
GAM
Goldentree Asset Management
New York
$110M -63% 716,765
3091
First Trust Advisors
First Trust Advisors
Illinois
$110M -95% 456,434
3092
OCBCO
Oversea-Chinese Banking Corp (OCBC)
Singapore
$110M -52% 384,437
3093
Capital World Investors
Capital World Investors
California
$110M Closed 521,772
3094
CAM
Congress Asset Management
Massachusetts
$110M -77% 299,862
3095
Bank of America
Bank of America
North Carolina
$110M -54% 3,511,278
3096
DnB Asset Management
DnB Asset Management
Norway
$110M -69% 694,661
3097
SH
Spear Holdings
United Arab Emirates
$110M Closed 226,321
3098
FTUS
Flow Traders U.S.
New York
$110M Closed 2,614,866
3099
Barclays
Barclays
United Kingdom
$110M -88% 615,524
3100
DM
Deerfield Management
New York
$110M -51% 3,593,748