|
401
|
Leonteq Securities AG
Zurich,
Switzerland
|
$0
|
-$304K
|
0
|
–
|
Closed
|
|
|
402
|
Level Four Advisory Services
Dallas,
Texas
|
$0
|
-$220K
|
0
|
–
|
Closed
|
|
|
403
|
Lido Advisors
Los Angeles,
California
|
$0
|
-$218K
|
0
|
–
|
Closed
|
|
|
404
|
Lisanti Capital Growth
New York
|
$0
|
-$4.33M
|
0
|
–
|
Closed
|
|
|
405
|
MassMutual Private Wealth & Trust
Windsor,
Connecticut
|
$0
|
-$86K
|
0
|
–
|
Closed
|
|
|
406
|
Moody Aldrich Partners
Marblehead,
Massachusetts
|
$0
|
-$4.21M
|
0
|
–
|
Closed
|
|
|
407
|
Panagora Asset Management
Boston,
Massachusetts
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
408
|
Penn Capital Management
Philadelphia,
Pennsylvania
|
$0
|
-$7.95M
|
0
|
–
|
Closed
|
|
|
409
|
Phocas Financial Corp
Alameda,
California
|
$0
|
-$3.77M
|
0
|
–
|
Closed
|
|
|
410
|
Point72 Hong Kong
Hong Kong
|
$0
|
-$56K
|
0
|
–
|
Closed
|
|
|
411
|
ProShare Advisors
Bethesda,
Maryland
|
$0
|
-$449K
|
0
|
–
|
Closed
|
|
|
412
|
Prudent Man Advisors
Naperville,
Illinois
|
$0
|
-$222K
|
0
|
–
|
Closed
|
|
|
413
|
Red Door Wealth Management
Memphis,
Tennessee
|
$0
|
-$12K
|
0
|
–
|
Closed
|
|
|
414
|
Reilly Financial Advisors
La Mesa,
California
|
$0
|
-$13K
|
0
|
–
|
Closed
|
|
|
415
|
Seaview Investment Managers
Miami,
Florida
|
$0
|
-$258K
|
0
|
–
|
Closed
|
|
|
416
|
Seven Eight Capital
New York
|
$0
|
-$424K
|
0
|
–
|
Closed
|
|
|
417
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
$0
|
-$340K
|
0
|
–
|
Closed
|
|
|
418
|
Stableford Capital II
Scottsdale,
Arizona
|
$0
|
-$917K
|
0
|
–
|
Closed
|
|
|
419
|
Stamos Capital Partners
Menlo Park,
California
|
$0
|
-$526K
|
0
|
–
|
Closed
|
|
|
420
|
State of New Jersey Common Pension Fund D
Trenton,
New Jersey
|
$0
|
-$2.73M
|
0
|
–
|
Closed
|
|
|
421
|
Stratos Wealth Partners
Beachwood,
Ohio
|
$0
|
-$301K
|
0
|
–
|
Closed
|
|
|
422
|
|
$0
|
-$401K
|
0
|
–
|
Closed
|
|
|
423
|
TwinBeech Capital
Purchase,
New York
|
$0
|
-$571K
|
0
|
–
|
Closed
|
|
|
424
|
U.S. Global Investors (USGI)
San Antonio,
Texas
|
$0
|
-$271K
|
0
|
–
|
Closed
|
|
|
425
|
Vanguard Personalized Indexing Management
Oakland,
California
|
$0
|
-$214K
|
0
|
–
|
Closed
|
|