|
326
|
Summit X LLC
Chesterfield,
Missouri
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
327
|
Advisory Services Network
Atlanta,
Georgia
|
$4K
|
$0
|
3
|
0%
|
Maintained
|
|
|
328
|
Gradient Investments
Arden Hills,
Minnesota
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
329
|
TrustCore Financial Services
Brentwood,
Tennessee
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
330
|
Truvestments Capital
Sarasota,
Florida
|
$4K
|
-$24.4K
|
1
|
0%
|
Reduced
|
|
|
331
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
332
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
$3K
|
+$2.44K
|
3
|
0%
|
New
|
|
|
333
|
Allworth Financial
Folsom,
California
|
$2K
|
$0
|
3
|
0%
|
Maintained
|
|
|
334
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
335
|
BerganKDV Wealth Management
Bloomington,
Minnesota
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
336
|
Global Retirement Partners
San Rafael,
California
|
$2K
|
+$948
|
1
|
0%
|
Increased
|
|
|
337
|
Atwood & Palmer
Kansas City,
Missouri
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
338
|
EARNEST Partners
Atlanta,
Georgia
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
339
|
Rockefeller Capital Management
New York
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
340
|
TS Financial Group (TSFG)
Lake Forest,
Illinois
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
341
|
WhitTier Trust Company
Reno,
Nevada
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
342
|
Zions Bancorporation
Salt Lake City,
Utah
|
$1K
|
-$873
|
1
|
0%
|
Reduced
|
|
|
343
|
Glen Eagle Advisors
Kingston,
New Jersey
|
$682
|
$0
|
1
|
0%
|
Maintained
|
|
|
344
|
1492 Capital Management
Milwaukee,
Wisconsin
|
$0
|
-$638K
|
0
|
–
|
Closed
|
|
|
345
|
Ardsley Advisory Partners
Stamford,
Connecticut
|
$0
|
-$268K
|
0
|
–
|
Closed
|
|
|
346
|
|
$0
|
-$19K
|
0
|
–
|
Closed
|
|
|
347
|
Atria Investments
Charlotte,
North Carolina
|
$0
|
-$151K
|
0
|
–
|
Closed
|
|
|
348
|
Bedel Financial Consulting
Indianapolis,
Indiana
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
349
|
Blume Capital Management
Berkeley,
California
|
$0
|
-$16K
|
0
|
–
|
Closed
|
|
|
350
|
Bollard Group
Boston,
Massachusetts
|
$0
|
$0
|
0
|
–
|
Closed
|
|