|
301
|
SignatureFD
Atlanta,
Georgia
|
$2K
|
+$2.43K
|
1
|
0%
|
New
|
|
|
302
|
Atwood & Palmer
Kansas City,
Missouri
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
303
|
Brookstone Capital Management
Wheaton,
Illinois
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
304
|
City Holding Co
Charleston,
West Virginia
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
305
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
$1K
|
+$1.15K
|
1
|
0%
|
New
|
|
|
306
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
307
|
New Harbor Financial Group
Worcester,
Massachusetts
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
308
|
SEI Investments
Oaks,
Pennsylvania
|
$1K
|
+$1.46K
|
1
|
0%
|
New
|
|
|
309
|
WhitTier Trust Company
Reno,
Nevada
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
310
|
Carnick & Kubik
Colorado Springs,
Colorado
|
$750
|
+$923
|
1
|
0%
|
New
|
|
|
311
|
Raffa Wealth Management
Washington,
District of Columbia
|
$304
|
$0
|
1
|
0%
|
Maintained
|
|
|
312
|
Allworth Financial
Folsom,
California
|
$0
|
$0
|
3
|
0%
|
Maintained
|
|
|
313
|
Alpine Global Management
New York
|
$0
|
-$85K
|
0
|
–
|
Closed
|
|
|
314
|
|
$0
|
-$4.03M
|
0
|
–
|
Closed
|
|
|
315
|
Ballentine Partners
Waltham,
Massachusetts
|
$0
|
-$56K
|
0
|
–
|
Closed
|
|
|
316
|
Bollard Group
Boston,
Massachusetts
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
317
|
Bridger Management
New York
|
$0
|
-$11.6M
|
0
|
–
|
Closed
|
|
|
318
|
B. Riley Wealth Management
Memphis,
Tennessee
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
319
|
Caprock Group
Boise,
Idaho
|
$0
|
-$184K
|
0
|
–
|
Closed
|
|
|
320
|
Castle Creek Arbitrage
Avon,
Colorado
|
$0
|
-$61K
|
0
|
–
|
Closed
|
|
|
321
|
Catalyst Capital Advisors
Huntington,
New York
|
$0
|
-$636K
|
0
|
–
|
Closed
|
|
|
322
|
Caxton Associates (New York)
New York
|
$0
|
-$2.58M
|
0
|
–
|
Closed
|
|
|
323
|
Central Square Management
Naperville,
Illinois
|
$0
|
-$1.75M
|
0
|
–
|
Closed
|
|
|
324
|
Delta Asset Management
Memphis,
Tennessee
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
325
|
Eidelman Virant Capital
Saint Louis,
Missouri
|
$0
|
-$165K
|
0
|
–
|
Closed
|
|