|
1901
|
Missouri Trust & Investment Company
Springfield,
Missouri
|
$0
|
-$919
|
0
|
–
|
Closed
|
|
|
1902
|
Mizuho Markets Cayman
Grand Cayman,
Cayman Islands
|
$0
|
-$510K
|
0
|
–
|
Closed
|
|
|
1903
|
Moore Capital Management
New York
|
$0
|
-$1.08M
|
0
|
–
|
Closed
|
|
|
1904
|
NewSquare Capital
Newtown Square,
Pennsylvania
|
$0
|
-$5.28M
|
0
|
–
|
Closed
|
|
|
1905
|
NFJ Investment Group
Dallas,
Texas
|
$0
|
-$2.81M
|
0
|
–
|
Closed
|
|
|
1906
|
NKCFO LLC
Geneva,
Illinois
|
$0
|
-$136K
|
0
|
–
|
Closed
|
|
|
1907
|
|
$0
|
-$1.46M
|
0
|
–
|
Closed
|
|
|
1908
|
Oberweis Asset Management
Lisle,
Illinois
|
$0
|
-$23.8M
|
0
|
–
|
Closed
|
|
|
1909
|
October Effect
Virginia Beach,
Virginia
|
$0
|
-$1.63M
|
0
|
–
|
Closed
|
|
|
1910
|
Old National Bancorp
Evansville,
Indiana
|
$0
|
-$270K
|
0
|
–
|
Closed
|
|
|
1911
|
One68 Global Capital
New York
|
$0
|
-$62.4K
|
0
|
–
|
Closed
|
|
|
1912
|
Oversea-Chinese Banking Corp (OCBC)
Singapore
|
$0
|
-$289K
|
0
|
–
|
Closed
|
|
|
1913
|
Pacific Point Advisors
Rancho Santa Fe,
California
|
$0
|
-$378K
|
0
|
–
|
Closed
|
|
|
1914
|
Parametrica Management
Wanchai,
Hong Kong
|
$0
|
-$6.91M
|
0
|
–
|
Closed
|
|
|
1915
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
$0
|
-$511K
|
0
|
–
|
Closed
|
|
|
1916
|
Patton Fund Management
Dallas,
Texas
|
$0
|
-$348K
|
0
|
–
|
Closed
|
|
|
1917
|
Peconic Partners
New York
|
$0
|
-$77.9M
|
0
|
–
|
Closed
|
|
|
1918
|
Perbak Capital Partners
London,
United Kingdom
|
$0
|
-$393K
|
0
|
–
|
Closed
|
|
|
1919
|
Per Stirling Capital Management
Austin,
Texas
|
$0
|
-$710K
|
0
|
–
|
Closed
|
|
|
1920
|
PharVision Advisers
Boca Raton,
Florida
|
$0
|
-$52.9K
|
0
|
–
|
Closed
|
|
|
1921
|
Phocas Financial Corp
Alameda,
California
|
$0
|
-$6.97M
|
0
|
–
|
Closed
|
|
|
1922
|
Pinkerton Retirement Specialists
Coeur D Alene,
Idaho
|
$0
|
-$3.82M
|
0
|
–
|
Closed
|
|
|
1923
|
Pinnacle Financial Partners (Georgia)
Atlanta,
Georgia
|
$0
|
-$463K
|
0
|
–
|
Closed
|
|
|
1924
|
Pinnacle Wealth Management Advisory Group
Red Bank,
New Jersey
|
$0
|
-$274K
|
0
|
–
|
Closed
|
|
|
1925
|
Pin Oak Investment Advisors
Houston,
Texas
|
$0
|
-$22K
|
0
|
–
|
Closed
|
|