|
1926
|
Northwestern Mutual Investment Services
Milwaukee,
Wisconsin
|
$6K
|
+$5.95K
|
3
|
0%
|
Increased
|
|
|
1927
|
Financial Management Professionals
Austin,
Texas
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1928
|
IRON Financial
Northbrook,
Illinois
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1929
|
Madden Advisory Services
Jacksonville,
Florida
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1930
|
Pathstone Family Office
Englewood,
New Jersey
|
$5K
|
-$18.9K
|
1
|
0.01%
|
Reduced
|
|
|
1931
|
Rezny Wealth Management
Fort Myers,
Florida
|
$5K
|
-$3.45K
|
1
|
0.01%
|
Reduced
|
|
|
1932
|
Paradigm Financial Advisors
Des Peres,
Missouri
|
$4K
|
+$5.32K
|
1
|
0%
|
New
|
|
|
1933
|
Taylor Wealth Management Partners
Boston,
Massachusetts
|
$4K
|
-$7.58M
|
1
|
0%
|
Reduced
|
|
|
1934
|
Prentiss Smith & Co
Brattleboro,
Vermont
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1935
|
Credential Securities
Vancouver,
|
$2.38K
|
-$712K
|
1
|
0%
|
Reduced
|
|
|
1936
|
Cordasco Financial Network
Naples,
Florida
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1937
|
Hanseatic Management Services
Albuquerque,
New Mexico
|
$1K
|
-$18.3K
|
1
|
0%
|
Reduced
|
|
|
1938
|
Interactive Financial Advisors
New Lenox,
Illinois
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1939
|
Mitsubishi UFJ Securities
Tokyo,
Japan
|
$1K
|
-$2K
|
1
|
0.01%
|
Reduced
|
|
|
1940
|
Wealthcare Capital Management
Richmond,
Virginia
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1941
|
|
$0
|
-$13.4M
|
0
|
–
|
Closed
|
|
|
1942
|
Abacus FCF Advisors
Orlando,
Florida
|
$0
|
-$9.56M
|
0
|
–
|
Closed
|
|
|
1943
|
Affinity Investment Advisors
Newport Beach,
California
|
$0
|
-$13.3M
|
0
|
–
|
Closed
|
|
|
1944
|
Alley Company
Lake Forest,
Illinois
|
$0
|
-$3.4M
|
0
|
–
|
Closed
|
|
|
1945
|
Alpine Global Management
New York
|
$0
|
-$1.29M
|
0
|
–
|
Closed
|
|
|
1946
|
American Asset Management
Boca Raton,
Florida
|
$0
|
+$265
|
1
|
0%
|
New
|
|
|
1947
|
American Financial Group
Cincinnati,
Ohio
|
$0
|
-$352K
|
0
|
–
|
Closed
|
|
|
1948
|
AmeriServ Wealth Advisors
Johnstown,
Pennsylvania
|
$0
|
-$92K
|
0
|
–
|
Closed
|
|
|
1949
|
AQR Arbitrage
Greenwich,
Connecticut
|
$0
|
-$7.53M
|
0
|
–
|
Closed
|
|
|
1950
|
Baker Boyer National Bank
Walla Walla,
Washington
|
$0
|
-$447K
|
0
|
–
|
Closed
|
|