|
1401
|
Mizuho Securities USA
New York
|
$0
|
-$6.99M
|
0
|
–
|
Closed
|
|
|
1402
|
Moneta Group Investment Advisors
St Louis,
Missouri
|
$0
|
-$296K
|
0
|
–
|
Closed
|
|
|
1403
|
Monetta Financial Services
Wheaton,
Illinois
|
$0
|
-$654K
|
0
|
–
|
Closed
|
|
|
1404
|
MPS Loria Financial Planners
Burr Ridge,
Illinois
|
$0
|
-$54K
|
0
|
–
|
Closed
|
|
|
1405
|
MUFG Securities EMEA
London,
United Kingdom
|
$0
|
-$544K
|
0
|
–
|
Closed
|
|
|
1406
|
Newbrook Capital Advisors
New York
|
$0
|
-$88M
|
0
|
–
|
Closed
|
|
|
1407
|
Newtyn Management
New York
|
$0
|
-$1.02M
|
0
|
–
|
Closed
|
|
|
1408
|
Old National Bancorp
Evansville,
Indiana
|
$0
|
-$210K
|
0
|
–
|
Closed
|
|
|
1409
|
Oribel Capital Management
New York
|
$0
|
-$1.28M
|
0
|
–
|
Closed
|
|
|
1410
|
Peak Financial Management
Wellesley,
Massachusetts
|
$0
|
-$224K
|
0
|
–
|
Closed
|
|
|
1411
|
Pegasus Partners
Mequon,
Wisconsin
|
$0
|
-$203K
|
0
|
–
|
Closed
|
|
|
1412
|
Periscope Capital
Toronto,
Ontario, Canada
|
$0
|
-$2.54M
|
0
|
–
|
Closed
|
|
|
1413
|
Prime Capital Investment Advisors
Overland Park,
Kansas
|
$0
|
-$8K
|
0
|
–
|
Closed
|
|
|
1414
|
Prime Capital Management
Hong Kong
|
$0
|
-$96.3M
|
0
|
–
|
Closed
|
|
|
1415
|
Professional Financial Advisors
North Platte,
Nebraska
|
$0
|
-$321K
|
0
|
–
|
Closed
|
|
|
1416
|
Providence Capital Advisors
Charlotte,
North Carolina
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1417
|
|
$0
|
-$219K
|
0
|
–
|
Closed
|
|
|
1418
|
Quantitative Systematic Strategies
Ponte Vedra Beach,
Florida
|
$0
|
-$768K
|
0
|
–
|
Closed
|
|
|
1419
|
Rafferty Asset Management
New York
|
$0
|
-$5.68M
|
0
|
–
|
Closed
|
|
|
1420
|
RBA Wealth Management
Newport Beach,
California
|
$0
|
-$379
|
0
|
–
|
Closed
|
|
|
1421
|
Regions Financial Corp
Birmingham,
Alabama
|
$0
|
-$213K
|
0
|
–
|
Closed
|
|
|
1422
|
Renaissance Capital
Stamford,
Connecticut
|
$0
|
-$86.9M
|
0
|
–
|
Closed
|
|
|
1423
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$0
|
-$1.83M
|
0
|
–
|
Closed
|
|
|
1424
|
RMR Wealth Builders
Montclair,
New Jersey
|
$0
|
-$296K
|
0
|
–
|
Closed
|
|
|
1425
|
Sanders Morris Harris
Houston,
Texas
|
$0
|
-$316K
|
0
|
–
|
Closed
|
|