|
1126
|
Bank of Nova Scotia
Toronto,
Ontario, Canada
|
$0
|
-$20.5M
|
0
|
–
|
Closed
|
|
|
1127
|
Belvedere Trading
Chicago,
Illinois
|
$0
|
-$1.07M
|
0
|
–
|
Closed
|
|
|
1128
|
Bridge City Capital
Lake Oswego,
Oregon
|
$0
|
-$1.75M
|
0
|
–
|
Closed
|
|
|
1129
|
Capital Analysts LLC
Fort Washington,
Pennsylvania
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1130
|
Capital Bank & Trust
Irvine,
California
|
$0
|
-$240K
|
0
|
–
|
Closed
|
|
|
1131
|
Cascade Investment Advisors
Oregon City,
Oregon
|
$0
|
-$10.6K
|
0
|
–
|
Closed
|
|
|
1132
|
Channing Capital Management
Chicago,
Illinois
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1133
|
Charter Oak Capital Management
Portsmouth,
New Hampshire
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1134
|
Clearview Wealth Advisors
Salem,
Oregon
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1135
|
Diametric Capital
Boston,
Massachusetts
|
$0
|
-$604K
|
0
|
–
|
Closed
|
|
|
1136
|
Entrust Global Partners
New York
|
$0
|
-$9.97M
|
0
|
–
|
Closed
|
|
|
1137
|
FDx Advisors
Chicago,
Illinois
|
$0
|
-$275K
|
0
|
–
|
Closed
|
|
|
1138
|
Financial Management Professionals
Austin,
Texas
|
$0
|
-$12K
|
0
|
–
|
Closed
|
|
|
1139
|
First Heartland Consultants
Lake St. Louis,
Missouri
|
$0
|
-$119K
|
0
|
–
|
Closed
|
|
|
1140
|
FourThought Financial
Venice,
Florida
|
$0
|
-$71K
|
0
|
–
|
Closed
|
|
|
1141
|
Front Row Advisors
Tiburon,
California
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1142
|
Gilder Gagnon Howe & Co
New York
|
$0
|
-$39.9M
|
0
|
–
|
Closed
|
|
|
1143
|
Gillson Capital
Chicago,
Illinois
|
$0
|
-$3.17M
|
0
|
–
|
Closed
|
|
|
1144
|
Hollencrest Capital Management
Newport Beach,
California
|
$0
|
-$963K
|
0
|
–
|
Closed
|
|
|
1145
|
Interchange Capital Partners
Pittsburgh,
Pennsylvania
|
$0
|
-$229K
|
0
|
–
|
Closed
|
|
|
1146
|
Joseph P. Lucia & Associates
Yorktown Heights,
New York
|
$0
|
-$17K
|
0
|
–
|
Closed
|
|
|
1147
|
Key Financial Inc
West Chester,
Pennsylvania
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1148
|
Kornitzer Capital Management
Shawnee Mission,
Kansas
|
$0
|
-$9.11M
|
0
|
–
|
Closed
|
|
|
1149
|
Laffer Tengler Investments
Nashville,
Tennessee
|
$0
|
-$124K
|
0
|
–
|
Closed
|
|
|
1150
|
Lantz Financial
Naperville,
Illinois
|
$0
|
-$122K
|
0
|
–
|
Closed
|
|