|
2101
|
Atwood & Palmer
Kansas City,
Missouri
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
2102
|
AUA Capital Management
Camp Hill,
Pennsylvania
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
2103
|
HighMark Wealth Management
St. Paul,
Minnesota
|
$1K
|
+$1.26K
|
1
|
0%
|
New
|
|
|
2104
|
Newfound Research
Wellesley Hills,
Massachusetts
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
2105
|
Pacific Center for Financial Services
San Ramon,
California
|
$1K
|
-$1.43K
|
1
|
0%
|
Reduced
|
|
|
2106
|
Regal Wealth Group
Seal Beach,
California
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
2107
|
Silicon Hills Wealth Management
Austin,
Texas
|
$38
|
+$310
|
2
|
0.03%
|
New
|
|
|
2108
|
12th Street Asset Management Company
Nashville,
Tennessee
|
$0
|
-$2.45M
|
0
|
–
|
Closed
|
|
|
2109
|
Ally Financial
Detroit,
Michigan
|
$0
|
-$511K
|
0
|
–
|
Closed
|
|
|
2110
|
Arete Wealth Advisors
Chicago,
Illinois
|
$0
|
-$177K
|
0
|
–
|
Closed
|
|
|
2111
|
Asahi Life Asset Management
Tokyo,
Japan
|
$0
|
-$205K
|
0
|
–
|
Closed
|
|
|
2112
|
Ashburton (Jersey)
St Helier,
Jersey
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
2113
|
Ashford Capital Management
Wilmington,
Delaware
|
$0
|
-$829K
|
0
|
–
|
Closed
|
|
|
2114
|
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
|
$0
|
-$7K
|
0
|
–
|
Closed
|
|
|
2115
|
Avitas Wealth Management
Los Angeles,
California
|
$0
|
-$3.17M
|
0
|
–
|
Closed
|
|
|
2116
|
Bach Option
Wanchai,
Hong Kong
|
$0
|
-$205K
|
0
|
–
|
Closed
|
|
|
2117
|
Bath Savings Trust
Bath,
Maine
|
$0
|
-$263K
|
0
|
–
|
Closed
|
|
|
2118
|
Bourgeon Capital Management
Darien,
Connecticut
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
2119
|
Bramshill Investments
Naples,
Florida
|
$0
|
-$1.86M
|
0
|
–
|
Closed
|
|
|
2120
|
Brendel Financial Advisors
Hanover,
New Hampshire
|
$0
|
-$1.9M
|
0
|
–
|
Closed
|
|
|
2121
|
Cable Hill Partners
Portland,
Oregon
|
$0
|
-$250K
|
0
|
–
|
Closed
|
|
|
2122
|
Capital Advisory Group Advisory Services
Bloomington,
Minnesota
|
$0
|
-$7K
|
0
|
–
|
Closed
|
|
|
2123
|
Causeway Capital Management
Los Angeles,
California
|
$0
|
-$139M
|
0
|
–
|
Closed
|
|
|
2124
|
Cedar Brook Financial Partners
Cleveland,
Ohio
|
$0
|
-$241K
|
0
|
–
|
Closed
|
|
|
2125
|
Circle Wealth Management
Summit,
New Jersey
|
$0
|
-$207K
|
0
|
–
|
Closed
|
|