|
1901
|
Mine & Arao Wealth Creation & Management
Campbell,
California
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1902
|
Salomon & Ludwin
Richmond,
Virginia
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1903
|
|
$2K
|
+$2.98K
|
1
|
0.11%
|
New
|
|
|
1904
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$2K
|
-$116
|
2
|
0.04%
|
Reduced
|
|
|
1905
|
USA Financial Formulas
Ada,
Michigan
|
$2K
|
-$818K
|
2
|
0%
|
Reduced
|
|
|
1906
|
Wealthcare Capital Management
Richmond,
Virginia
|
$2K
|
-$12.3K
|
1
|
0%
|
Reduced
|
|
|
1907
|
Kelly Financial Services
Braintree,
Massachusetts
|
$1.32K
|
+$197
|
2
|
0%
|
Increased
|
|
|
1908
|
Atwood & Palmer
Kansas City,
Missouri
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1909
|
AUA Capital Management
Camp Hill,
Pennsylvania
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1910
|
Capital Advisory Group Advisory Services
Bloomington,
Minnesota
|
$1K
|
+$2.02K
|
2
|
0%
|
New
|
|
|
1911
|
Newfound Research
Wellesley Hills,
Massachusetts
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1912
|
Regal Wealth Group
Seal Beach,
California
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1913
|
West Bancorporation
West Des Moines,
Iowa
|
$1K
|
-$2K
|
1
|
0%
|
Reduced
|
|
|
1914
|
Abacus Planning Group
Columbia,
South Carolina
|
$0
|
-$214K
|
0
|
–
|
Closed
|
|
|
1915
|
Accredited Investors
Edina,
Minnesota
|
$0
|
-$218K
|
0
|
–
|
Closed
|
|
|
1916
|
Adirondack Research & Management
Guilderland,
New York
|
$0
|
-$465K
|
0
|
–
|
Closed
|
|
|
1917
|
Advisors Capital Management
Ridgewood,
New Jersey
|
$0
|
-$217K
|
0
|
–
|
Closed
|
|
|
1918
|
AFT Forsyth & Company
West Palm Beach,
Florida
|
$0
|
-$202K
|
0
|
–
|
Closed
|
|
|
1919
|
Alesco Advisors
Pittsford,
New York
|
$0
|
-$333K
|
0
|
–
|
Closed
|
|
|
1920
|
Alexandria Capital
Arlington,
Virginia
|
$0
|
-$290K
|
0
|
–
|
Closed
|
|
|
1921
|
Allen Capital Group
Grand Island,
Nebraska
|
$0
|
-$268K
|
0
|
–
|
Closed
|
|
|
1922
|
Allred Capital Management
Dallas,
Texas
|
$0
|
-$548K
|
0
|
–
|
Closed
|
|
|
1923
|
Alpha Omega Wealth Management
Richmond,
Virginia
|
$0
|
-$239K
|
0
|
–
|
Closed
|
|
|
1924
|
Alyeska Investment Group
Chicago,
Illinois
|
$0
|
-$20.2M
|
0
|
–
|
Closed
|
|
|
1925
|
Americana Partners
Houston,
Texas
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|