|
3976
|
CarsonAllaria Wealth Management
Glen Carbon,
Illinois
|
$0
|
-$202K
|
0
|
–
|
Closed
|
|
|
3977
|
Centennial Wealth Advisory
Traverse City,
Michigan
|
$0
|
-$208K
|
0
|
–
|
Closed
|
|
|
3978
|
Center for Wealth Management Advisory
Milford,
Ohio
|
$0
|
-$2.31M
|
0
|
–
|
Closed
|
|
|
3979
|
Central Asset Investments & Management Holdings
Hong Kong
|
$0
|
-$7.16M
|
0
|
–
|
Closed
|
|
|
3980
|
Check Capital Management
Costa Mesa,
California
|
$0
|
-$334K
|
0
|
–
|
Closed
|
|
|
3981
|
City Center Advisors LLC
Troy,
Michigan
|
$0
|
-$212K
|
0
|
–
|
Closed
|
|
|
3982
|
Clarity Asset Management
Ames,
Iowa
|
$0
|
-$47.4K
|
0
|
–
|
Closed
|
|
|
3983
|
Clayton Financial Group
St. Louis,
Missouri
|
$0
|
-$29.5K
|
0
|
–
|
Closed
|
|
|
3984
|
Clear Investment Research
Alpharetta,
Georgia
|
$0
|
-$52.2K
|
0
|
–
|
Closed
|
|
|
3985
|
CMC Financial Group
Atlanta,
Georgia
|
$0
|
-$579K
|
0
|
–
|
Closed
|
|
|
3986
|
CMG Global Holdings
Plano,
Texas
|
$0
|
-$438K
|
0
|
–
|
Closed
|
|
|
3987
|
CMT Capital Markets Trading
Frankfurt,
Germany
|
$0
|
-$474K
|
0
|
–
|
Closed
|
|
|
3988
|
Compass Capital Corp
Braintree,
Massachusetts
|
$0
|
-$573K
|
0
|
–
|
Closed
|
|
|
3989
|
Compass Ion Advisors
Conshohocken,
Pennsylvania
|
$0
|
-$433K
|
0
|
–
|
Closed
|
|
|
3990
|
Comprehensive Financial Consultants Institutional
Bloomington,
Indiana
|
$0
|
-$266K
|
0
|
–
|
Closed
|
|
|
3991
|
Concorde Asset Management
Ann Arbor,
Michigan
|
$0
|
-$589K
|
0
|
–
|
Closed
|
|
|
3992
|
Congruence Capital
Los Angeles,
California
|
$0
|
-$3.49M
|
0
|
–
|
Closed
|
|
|
3993
|
Connective Capital Management
Palo Alto,
California
|
$0
|
-$2.03M
|
0
|
–
|
Closed
|
|
|
3994
|
Constant Guidance Financial
Attleboro Falls,
Massachusetts
|
$0
|
-$2.09M
|
0
|
–
|
Closed
|
|
|
3995
|
Cooper/Haims Advisors
Victor,
New York
|
$0
|
-$221K
|
0
|
–
|
Closed
|
|
|
3996
|
CPA Asset Management
West Palm Beach,
Florida
|
$0
|
-$219K
|
0
|
–
|
Closed
|
|
|
3997
|
Curio Wealth
Annapolis,
Maryland
|
$0
|
-$30K
|
0
|
–
|
Closed
|
|
|
3998
|
Cutler Investment Counsel
Jacksonville,
Oregon
|
$0
|
-$230K
|
0
|
–
|
Closed
|
|
|
3999
|
Cypress Capital Advisors
Franklin,
Tennessee
|
$0
|
-$231K
|
0
|
–
|
Closed
|
|
|
4000
|
|
$0
|
-$6.68K
|
0
|
–
|
Closed
|
|