|
1001
|
Aigen Investment Management
New York
|
$0
|
-$913K
|
0
|
–
|
Closed
|
|
|
1002
|
Albion Financial Group
Salt Lake City,
Utah
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1003
|
Annapolis Financial Services
Annapolis,
Maryland
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1004
|
Apeiron RIA
Dallas,
Texas
|
$0
|
-$1.21M
|
0
|
–
|
Closed
|
|
|
1005
|
Aquatic Capital Management
Chicago,
Illinois
|
$0
|
-$316K
|
0
|
–
|
Closed
|
|
|
1006
|
BDO Wealth Advisors
Jacksonville,
Florida
|
$0
|
-$12K
|
1
|
0%
|
Reduced
|
|
|
1007
|
Beacon Investment Advisory Services
Morristown,
New Jersey
|
$0
|
-$370K
|
0
|
–
|
Closed
|
|
|
1008
|
Beaird Harris Wealth Management
Dallas,
Texas
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1009
|
Bessemer Securities
New York
|
$0
|
-$652K
|
0
|
–
|
Closed
|
|
|
1010
|
Better Money Decisions
Santa Fe,
New Mexico
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1011
|
Bollard Group
Boston,
Massachusetts
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1012
|
Boothbay Fund Management
New York
|
$0
|
-$212K
|
0
|
–
|
Closed
|
|
|
1013
|
Brandywine Oak Private Wealth
Kennett Square,
Pennsylvania
|
$0
|
-$222K
|
0
|
–
|
Closed
|
|
|
1014
|
Bremer Bank National Association
St Paul,
Minnesota
|
$0
|
-$225K
|
0
|
–
|
Closed
|
|
|
1015
|
Brendel Financial Advisors
Hanover,
New Hampshire
|
$0
|
-$831K
|
0
|
–
|
Closed
|
|
|
1016
|
Capital Analysts LLC
Fort Washington,
Pennsylvania
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1017
|
Capital Fund Management (CFM)
Paris,
France
|
$0
|
-$1.59M
|
0
|
–
|
Closed
|
|
|
1018
|
Capstone Investment Advisors
New York
|
$0
|
-$72.7K
|
0
|
–
|
Closed
|
|
|
1019
|
Carnegie Investment Counsel
Pepper Pike,
Ohio
|
$0
|
-$258K
|
0
|
–
|
Closed
|
|
|
1020
|
Cascade Investment Advisors
Oregon City,
Oregon
|
$0
|
-$15.7K
|
0
|
–
|
Closed
|
|
|
1021
|
|
$0
|
-$1.07M
|
0
|
–
|
Closed
|
|
|
1022
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
$0
|
-$281K
|
0
|
–
|
Closed
|
|
|
1023
|
CFS Investment Advisory Services
Totowa,
New Jersey
|
$0
|
-$1.84M
|
0
|
–
|
Closed
|
|
|
1024
|
Charter Oak Capital Management
Portsmouth,
New Hampshire
|
$0
|
-$16K
|
0
|
–
|
Closed
|
|
|
1025
|
Concentric Capital Strategies
Stamford,
Connecticut
|
$0
|
-$1.96M
|
0
|
–
|
Closed
|
|