|
2101
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
$15K
|
$0
|
2
|
0.01%
|
Maintained
|
|
|
2102
|
Horrell Capital Management
Little Rock,
Arkansas
|
$15K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
2103
|
Alerus Investment Advisors
Wayzata,
Minnesota
|
$14K
|
$0
|
2
|
0%
|
Maintained
|
|
|
2104
|
Capital Advisors Ltd
Shaker Heights,
Ohio
|
$12K
|
$0
|
2
|
0.01%
|
Maintained
|
|
|
2105
|
Piershale Financial Group
Barrington,
Illinois
|
$11K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
2106
|
Winfield Associates
Cleveland,
Ohio
|
$11K
|
+$13.2K
|
1
|
0.01%
|
New
|
|
|
2107
|
Financial Management Professionals
Austin,
Texas
|
$10K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
2108
|
Mitsubishi UFJ Securities
Tokyo,
Japan
|
$8K
|
-$18.6K
|
1
|
0.06%
|
Reduced
|
|
|
2109
|
New York Life Trust
New York
|
$8K
|
+$3.98K
|
1
|
0.04%
|
Increased
|
|
|
2110
|
First Washington Corp
Seattle,
Washington
|
$7K
|
$0
|
1
|
0%
|
Maintained
|
|
|
2111
|
Sphinx Trading
Chicago,
Illinois
|
$7K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
2112
|
Lowe Wealth Advisors
Columbia,
Maryland
|
$6K
|
+$5.1K
|
2
|
0%
|
Increased
|
|
|
2113
|
Brinker Capital Investments
Berwyn,
Pennsylvania
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
2114
|
Dunvegan Associates
Santa Barbara,
California
|
$5K
|
+$765
|
1
|
0.01%
|
Increased
|
|
|
2115
|
Palladiem
Bryn Mawr,
Pennsylvania
|
$4K
|
-$14K
|
1
|
0.01%
|
Reduced
|
|
|
2116
|
Denali Advisors
San Diego,
California
|
$3K
|
+$1.83K
|
2
|
0%
|
Increased
|
|
|
2117
|
Financial Advantage
Columbia,
Maryland
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
2118
|
Northwestern Mutual Investment Services
Milwaukee,
Wisconsin
|
$3K
|
+$4.22K
|
3
|
0%
|
New
|
|
|
2119
|
South Georgia Capital
Naperville,
Illinois
|
$3K
|
-$93K
|
1
|
0.01%
|
Reduced
|
|
|
2120
|
Taylor Wealth Management Partners
Boston,
Massachusetts
|
$3K
|
-$24K
|
1
|
0%
|
Reduced
|
|
|
2121
|
USA Mutuals Advisors
Dallas,
Texas
|
$3K
|
-$4.65K
|
1
|
0%
|
Reduced
|
|
|
2122
|
SRH Advisors
Salina,
Kansas
|
$2K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
2123
|
Tortoise Capital Advisors
Overland Park,
Kansas
|
$2K
|
+$993
|
4
|
0%
|
Increased
|
|
|
2124
|
|
$0
|
-$18.7M
|
0
|
–
|
Closed
|
|
|
2125
|
Accredited Investors
Edina,
Minnesota
|
$0
|
-$243K
|
0
|
–
|
Closed
|
|