|
1626
|
Optima Capital
Beaverton,
Oregon
|
$0
|
-$205K
|
0
|
–
|
Closed
|
|
|
1627
|
Oversea-Chinese Banking Corp (OCBC)
Singapore
|
$0
|
-$315K
|
0
|
–
|
Closed
|
|
|
1628
|
Oxbow Advisors
Austin,
Texas
|
$0
|
-$214K
|
0
|
–
|
Closed
|
|
|
1629
|
Perennial Investment Advisors
Los Angeles,
California
|
$0
|
-$4.37K
|
0
|
–
|
Closed
|
|
|
1630
|
Personal CFO Solutions
Chester,
New Jersey
|
$0
|
-$673K
|
0
|
–
|
Closed
|
|
|
1631
|
PGIM Custom Harvest
Newark,
New Jersey
|
$0
|
-$228K
|
0
|
–
|
Closed
|
|
|
1632
|
Pines Wealth Management
Southern Pines,
North Carolina
|
$0
|
-$216K
|
0
|
–
|
Closed
|
|
|
1633
|
Pine Valley Investments
Marlton,
New Jersey
|
$0
|
-$243K
|
0
|
–
|
Closed
|
|
|
1634
|
Premier Fund Managers
Guildford,
United Kingdom
|
$0
|
-$216K
|
0
|
–
|
Closed
|
|
|
1635
|
Providence Wealth Advisors
Frankfort,
Illinois
|
$0
|
-$202K
|
0
|
–
|
Closed
|
|
|
1636
|
Purpose Unlimited Inc
Toronto,
|
$0
|
-$894
|
0
|
–
|
Closed
|
|
|
1637
|
Quantum Financial Advisors
El Segundo,
California
|
$0
|
-$225K
|
0
|
–
|
Closed
|
|
|
1638
|
Redwood Investment Management
Scottsdale,
Arizona
|
$0
|
-$1.06M
|
0
|
–
|
Closed
|
|
|
1639
|
Register Financial Advisors
Atlanta,
Georgia
|
$0
|
-$3.19K
|
0
|
–
|
Closed
|
|
|
1640
|
Rehmann Capital Advisory Group
Lansing,
Michigan
|
$0
|
-$385K
|
0
|
–
|
Closed
|
|
|
1641
|
Resources Management Corp
West Hartford,
Connecticut
|
$0
|
-$146K
|
0
|
–
|
Closed
|
|
|
1642
|
Retirement Financial Solutions
Knoxville,
Tennessee
|
$0
|
-$220K
|
0
|
–
|
Closed
|
|
|
1643
|
Retirement Guys Formula
Maumee,
Ohio
|
$0
|
-$201K
|
0
|
–
|
Closed
|
|
|
1644
|
Retirement Planning Group (Kansas)
Leawood,
Kansas
|
$0
|
-$290K
|
0
|
–
|
Closed
|
|
|
1645
|
Riversedge Advisors
Wilmington,
Delaware
|
$0
|
-$222K
|
0
|
–
|
Closed
|
|
|
1646
|
Root Financial Partners
Encinitas,
California
|
$0
|
-$47.9K
|
0
|
–
|
Closed
|
|
|
1647
|
SALT Holding Corp
Wilmington,
Delaware
|
$0
|
-$226K
|
0
|
–
|
Closed
|
|
|
1648
|
Sanders Morris Harris
Houston,
Texas
|
$0
|
-$2.34M
|
0
|
–
|
Closed
|
|
|
1649
|
Scarborough Advisors
Annapolis,
Maryland
|
$0
|
-$63.1K
|
0
|
–
|
Closed
|
|
|
1650
|
Schroder Investment Management Group
London,
United Kingdom
|
$0
|
-$5.66M
|
0
|
–
|
Closed
|
|