|
1401
|
Capitolis Advisors
New York
|
$0
|
-$238K
|
0
|
–
|
Closed
|
|
|
1402
|
Capstone Investment Advisors
New York
|
$0
|
-$305K
|
0
|
–
|
Closed
|
|
|
1403
|
Cartenna Capital
Stamford,
Connecticut
|
$0
|
-$4.69M
|
0
|
–
|
Closed
|
|
|
1404
|
Certified Advisory Corp
Altamonte Springs,
Florida
|
$0
|
-$30K
|
0
|
–
|
Closed
|
|
|
1405
|
CIBC World Markets
New York
|
$0
|
-$548K
|
0
|
–
|
Closed
|
|
|
1406
|
Cinctive Capital Management
New York
|
$0
|
-$8.22M
|
0
|
–
|
Closed
|
|
|
1407
|
Clear Investment Research
Alpharetta,
Georgia
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1408
|
CloudAlpha Capital Management
Hong Kong
|
$0
|
-$151K
|
0
|
–
|
Closed
|
|
|
1409
|
Connor, Clark & Lunn Investment Management (CC&L)
Vancouver,
British Columbia, Canada
|
$0
|
-$970K
|
0
|
–
|
Closed
|
|
|
1410
|
Cordant Inc
Portland,
Oregon
|
$0
|
-$105K
|
0
|
–
|
Closed
|
|
|
1411
|
Country Trust Bank
Bloomington,
Illinois
|
$0
|
-$15K
|
0
|
–
|
Closed
|
|
|
1412
|
Crestwood Advisors Group
Boston,
Massachusetts
|
$0
|
-$207K
|
0
|
–
|
Closed
|
|
|
1413
|
Cullen Capital Management
New York
|
$0
|
-$11.5M
|
0
|
–
|
Closed
|
|
|
1414
|
CVI Holdings
Wilmington,
Delaware
|
$0
|
-$8.23M
|
0
|
–
|
Closed
|
|
|
1415
|
Defender Capital
Charlotte,
North Carolina
|
$0
|
-$2.25M
|
0
|
–
|
Closed
|
|
|
1416
|
Destiny Wealth Partners
Tavares,
Florida
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1417
|
Doliver Advisors
Houston,
Texas
|
$0
|
-$254K
|
0
|
–
|
Closed
|
|
|
1418
|
Douglas Lane & Associates
New York
|
$0
|
-$320K
|
0
|
–
|
Closed
|
|
|
1419
|
Equitec Specialists
Chicago,
Illinois
|
$0
|
-$585K
|
0
|
–
|
Closed
|
|
|
1420
|
Fiduciary Planning
Englewood,
Florida
|
$0
|
-$25K
|
0
|
–
|
Closed
|
|
|
1421
|
First Citizens Bank & Trust
Raleigh,
North Carolina
|
$0
|
-$3.02M
|
0
|
–
|
Closed
|
|
|
1422
|
Formidable Asset Management
Cincinnati,
Ohio
|
$0
|
-$281K
|
0
|
–
|
Closed
|
|
|
1423
|
Fosun International
Hong Kong,
China
|
$0
|
-$4.57M
|
0
|
–
|
Closed
|
|
|
1424
|
Gables Capital Management
Miami,
Florida
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
1425
|
Grandview Asset Management
Harrisburg,
Pennsylvania
|
$0
|
-$14K
|
0
|
–
|
Closed
|
|