|
1201
|
Doyle Wealth Management
St. Petersburg,
Florida
|
$0
|
-$338K
|
0
|
–
|
Closed
|
|
|
1202
|
Duff & Phelps Investment Management
Chicago,
Illinois
|
$0
|
-$1.7M
|
0
|
–
|
Closed
|
|
|
1203
|
Dynamic Technology Lab
Singapore
|
$0
|
-$986K
|
0
|
–
|
Closed
|
|
|
1204
|
Empirical Wealth Management
Seattle,
Washington
|
$0
|
-$245K
|
0
|
–
|
Closed
|
|
|
1205
|
Energy Opportunities Capital Management
Austin,
Texas
|
$0
|
-$1.07M
|
0
|
–
|
Closed
|
|
|
1206
|
Epstein & White Financial
San Diego,
California
|
$0
|
-$205K
|
0
|
–
|
Closed
|
|
|
1207
|
Executive Wealth Management
Brighton,
Michigan
|
$0
|
-$140K
|
0
|
–
|
Closed
|
|
|
1208
|
First Nebraska Trust
Lincoln,
Nebraska
|
$0
|
-$201K
|
0
|
–
|
Closed
|
|
|
1209
|
FNY Investment Advisers
New York
|
$0
|
-$576K
|
0
|
–
|
Closed
|
|
|
1210
|
Focused Wealth Management
Newburgh,
New York
|
$0
|
-$23.4K
|
1
|
0%
|
Reduced
|
|
|
1211
|
Gantzert Investment Company
Joliet,
Illinois
|
$0
|
-$16K
|
0
|
–
|
Closed
|
|
|
1212
|
Gardner Russo & Quinn
Lancaster,
Pennsylvania
|
$0
|
-$213K
|
0
|
–
|
Closed
|
|
|
1213
|
Grace Capital
Quincy,
Massachusetts
|
$0
|
-$346K
|
0
|
–
|
Closed
|
|
|
1214
|
Grantham, Mayo, Van Otterloo & Co (GMO)
Boston,
Massachusetts
|
$0
|
-$354K
|
0
|
–
|
Closed
|
|
|
1215
|
Griffin Asset Management
New York
|
$0
|
-$117K
|
0
|
–
|
Closed
|
|
|
1216
|
Guardian Capital (Canada)
Toronto,
Ontario, Canada
|
$0
|
-$7.94M
|
0
|
–
|
Closed
|
|
|
1217
|
Hartford Investment Management Co (HIMCO)
Hartford,
Connecticut
|
$0
|
-$210K
|
0
|
–
|
Closed
|
|
|
1218
|
HBK Investments
Dallas,
Texas
|
$0
|
-$980K
|
0
|
–
|
Closed
|
|
|
1219
|
Heck Capital Advisors
Rhinelander,
Wisconsin
|
$0
|
-$95
|
0
|
–
|
Closed
|
|
|
1220
|
Heritage Trust
Oklahoma City,
Oklahoma
|
$0
|
-$494K
|
0
|
–
|
Closed
|
|
|
1221
|
Hudson Bay Capital Management
Stamford,
Connecticut
|
$0
|
-$135K
|
0
|
–
|
Closed
|
|
|
1222
|
IberiaBank
Lafayette,
Louisiana
|
$0
|
-$291K
|
0
|
–
|
Closed
|
|
|
1223
|
Ironwood Financial
Tucson,
Arizona
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1224
|
Joel Isaacson & Co
New York
|
$0
|
-$373K
|
0
|
–
|
Closed
|
|
|
1225
|
|
$0
|
-$11.7M
|
0
|
–
|
Closed
|
|